CIK 1142495
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-16). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-16. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BILLINGS, DANIEL ERIC | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR | 2019-12 | <5% ·◆ |
| BLAND, GEOFFREY CONOR | DIRECTOR | 2022-01 | <5% ·◆ |
| DEMPSEY, FRANCIS BURKE | EXECUTIVE VICE PRESIDENT | 2019-09 | <5% ·◆ |
| DRUCH, ANDREW WALTER | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF ADMINISTRATIVE OFFICER, DIRECTOR | 2019-12 | <5% ·◆ |
| FITZSIMMONS, ROBERT GERARD | EXECUTIVE VICE PRESIDENT | 2018-08 | <5% ·◆ |
| FRAUNCES, KIRSTEN CAMPBELL | EXECUTIVE VICE PRESIDENT | 2019-09 | <5% ·◆ |
| HULTGREN, DONALD WAYNE | EXECUTIVE CHAIR, DIRECTOR | 2022-01 | <5% ·◆ |
| MONE, CHRISTOPHER MICHAEL | EXECUTIVE VICE PRESIDENT | 2019-03 | <5% ·◆ |
| PARRODE, RODRIGO NMN | EVP, CHIEF OPERATING OFFICER | 2021-10 | <5% ·◆ |
| PASET, ROBERT EDWARD | EXECUTIVE VICE PRESIDENT | 2019-09 | <5% ·◆ |
| PRESTON, ERIN KATHLEEN | CHIEF COMPLIANCE OFFICER | 2021-02 | <5% ·◆ |
| WEDBUSH, GARY LANCE | PRESIDENT, DIRECTOR | 2020-10 | <5% ·◆ |
| WEDBUSH FINANCIAL SERVICES, LLCentity | OWNER | 2020-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CLANCY, PATRICIA ANNE | HEAD OF OPERATIONS | 2022-08 | — not seen at a tracked firm |
| SCANLON, SEAN MARTIN | SENIOR VICE PRESIDENT, PRINCIPAL OPERATIONS OFFICER · S.V.P., PRINCIPAL OPERATIONS OFFICER | 2021-07 | — not seen at a tracked firm |
| MCMASTER, MICHAEL GERARD | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2021-02 | — not seen at a tracked firm |
| WEDBUSH, ERIC DEAN | DIRECTOR | 2020-06 | — not seen at a tracked firm |
| RICHARDS, R JAMES | EXECUTIVE VICE PRESIDENT | 2019-11 | — not seen at a tracked firm |
| MOY, VINCENT JOHN | SENIOR VICE PRESIDENT, CO-CHIEF COMPLIANCE OFFICER, ROSFP · SENIOR VICE PRESIDENT, CO-CHIEF COMPLIANCE OFFICER · VICE PRESIDENT, CO-CHIEF COMPLIANCE OFFICER | 2019-11 | — not seen at a tracked firm |
| SEGALL, ERIC STUART | SENIOR VICE PRESIDENT, CO-CCO, ROSFP · SENIOR VICE PRESIDENT, CO-CHIEF COMPLIANCE OFFICER, ROSFP · SENIOR VICE PRESIDENT, CO-CHIEF COMPLIANCE OFFICER, ROFSP | 2019-11 | — not seen at a tracked firm |
| JABLONSKI, RICHARD MICHAEL | CO-PRESIDENT, DIRECTOR · CO-PRESIDENT, COO, DIRECTOR · EXECUTIVE VICE PRESIDENT, CFO · EXECUTIVE VICE PRESIDENT | 2019-11 | — not seen at a tracked firm |
| NADALALICEA, DANIEL ANTONIO | EXECUTIVE VICE PRESIDENT, CIO | 2019-11 | — not seen at a tracked firm |
| WEDBUSH, EDWARD WILLIAM | DIRECTOR · PRESIDENT & DIRECTOR | 2019-09 | — not seen at a tracked firm |
| SCOTT, WILLIAM ALSTON | SENIOR VICE PRESIDENT | 2019-09 | — not seen at a tracked firm |
| THOMPSON, HARLAN HOLT | DIRECTOR | 2019-09 | — not seen at a tracked firm |
| LANGDON, HARRY L | DIRECTOR | 2017-09 | — not seen at a tracked firm |
| DAVID, DARRYL GEORGE | SENIOR VICE PRESIDENT, DIVISION MANAGER, ROSFP · VICE PRESIDENT, DIVISION MANAGER, ROFSP | 2017-09 | — not seen at a tracked firm |
| SCHAUERMAN, JOHN PATRICK | DIRECTOR | 2017-09 | — not seen at a tracked firm |
| WILLIS, ROC WILLIAM | SENIOR VICE PRESIDENT | 2017-05 | — not seen at a tracked firm |
| WEAVER, DAVID | EXECUTIVE VICE PRESIDENT, CFO & COO | 2017-05 | — not seen at a tracked firm |
| KEAGY, SHAWN THOMAS | CFO, EXECUTIVE VICE PRESIDENT | 2016-01 | — not seen at a tracked firm |
| CHU, JOHN KEVIN | DIRECTOR | 2016-01 | — not seen at a tracked firm |
| LONG, WESLEY, ROBERT | EXECUTIVE VICE PRESIDENT · SENIOR VICE PRESIDENT, DIVISION MANAGER | 2015-01 | Index Fund Advisors, Inc. |
| BELL, JEFFREY M | EXECUTIVE VICE PRESIDENT | 2013-09 | — not seen at a tracked firm |
| WHINERY, GARY ROBERT | SENIOR VICE PRESIDENT, DIVISION MANAGER | 2013-09 | — not seen at a tracked firm |
| GUILLOU, JAMES BREWSTER | SENIOR VICE PRESIDENT, DIVISION MANAGER, ROSFP · SENIOR VICE PRESIDENT, DIVISION MANAGER, ROFSP | 2012-09 | — not seen at a tracked firm |
| GARDNER, MICHAEL GERALD | EXECUTIVE VICE PRESIDENT | 2012-08 | — not seen at a tracked firm |
| LANNI, RICHARD ANTHONY | SENIOR VICE PRESIDENT | 2012-08 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
