CIK 1140468
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2022-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BACCI, ARTHUR, JOHN | CYPRESS CAPITAL MANAGEMENT-BOARD MEMBER | 2018-08 | <5% ·◆ |
| GELBER, HARRISON, RANDOLPH | CHIEF COMPLIANCE OFFICER | 2020-02 | <5% ·◆ |
| MCCAFFREY, RAYMOND, JOSEPH | BOARD MEMBER | 2016-03 | <5% ·◆ |
| MILLS, JEFFREY, D | CHIEF INVESTMENT OFFICER | 2022-03 | <5% ·◆ |
| PETRUCCI, STEPHEN | CYPRESS CAPITAL MANAGEMENT-BOARD MEMBER | 2019-09 | <5% ·◆ |
| SAMUELS, RONALD, VINCENT | CYPRESS CAPITAL MANAGEMENT - BOARD MEMBER | 2020-02 | <5% ·◆ |
| WELLBORN, KELLY, ANN |
| 2004-09 |
| <5% ·◆ |
| WSFS FINANCIAL CORPORATIONentity | SHAREHOLDER | 2014-06 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2022-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LEVENSON, RODGER | CYPRESS CAPITAL MANAGEMENT-BOARD MEMBER | 2019-03 | — not seen at a tracked firm |
| FAIA, SALVATORE, ROCCO | CHIEF COMPLIANCE OFFICER | 2019-03 | — not seen at a tracked firm |
| GERAGHTY, PAUL, DAVID | CYPRESS CAPITAL MANAGEMENT-BOARD MEMBER · MONTCHANIN CAPITAL-MEMBER MGNT COMMITTEE | 2018-03 | — not seen at a tracked firm |
| Canuso, Dominic, Christopher | CYPRESS CAPITAL MANAGEMENT-BOARD MEMBER | 2018-03 | — not seen at a tracked firm |
| TURNER, MARK, ANDREW | CYPRESS CAPITAL MANAGEMENT-BOARD MEMBER · MONTCHANIN CAPITAL-MEMBER MGNT COMMITTEE | 2017-05 | — not seen at a tracked firm |
| ARVEDLUND, RICHARD, LOUIS | CYPRESS CAPITAL MANAGEMENT-BOARD MEMBER · MONTCHANIN CAPITAL-MEMBER MGNT COMMITTEE | 2016-01 | — not seen at a tracked firm |
| FOWLE, STEPHEN, ANTHONY | CYPRESS CAPITAL MANAGEMENT-BOARD MEMBER · MONTCHANIN CAPITAL-MEMBER MGNT COMMITTEE | 2016-01 | — not seen at a tracked firm |
| SCHOENHALS, MARVIN, NEIL | MONTCHANIN CAPITAL-MEMBER MGNT COMMITTEE | 2013-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
