CIK 1135077
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HYMAN, CHARLES, DAVID | CHIEF EXECUTIVE OFFICER | 1994-04 | 75%+ ·◆ |
| BEALE, CELESTE, ROBINSON | CHIEF COMPLIANCE OFFICER | 2004-10 | <5% |
| HERNANDEZ, JOSE, MANUEL | SHAREHOLDER | 2023-05 | <5% |
| SADLER, JOY, TUCKER | SHAREHOLDER | 2023-05 | <5% |
| SERKIN, HOWARD, CHARLES | TRUSTEE OF THE HYMAN CHILDREN'S IRREVOCABLE TRUST | 2020-12 | <5% |
| THE HYMAN CHILDREN'S IRREVOCABLE TRUSTentity | SHAREHOLDER | 2020-12 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q2). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
