CIK 1128213
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| Chapman, Robert, R | DIRECTOR | 2022-01 | <5% ·◆ |
| WHITE, CHARLES, BABER | DIRECTOR/EXECUTIVE VICE-PRESIDENT | 2012-12 | <5% ·◆ |
| WOOD, GORHAM, BARNEY | CHAIRMAN OF THE BOARD OF DIRECTORS/PRESIDENT | 2026-01 | <5% ·◆ |
| SORENSON, ERIC, J | DIRECTOR | 2024-01 | <5% |
| Sigler, Kate, Worthington | CHIEF COMPLIANCE OFFICER | 2024-01 | <5% |
| BANK OF THE JAMES FINANCIAL GROUP, INC.entity | SHAREHOLDER | 2021-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SCRUGGS, JEFFREY, TODD | CHAIRMAN OF THE BOARD OF DIRECTORS | 2024-02 | — not seen at a tracked firm |
| Bradley, Annette | CHIEF COMPLIANCE OFFICER | 2022-01 | — not seen at a tracked firm |
| MAYS, WILLIAM, N | DIRECTOR/VICE CHAIRMAN OF THE BOARD/ASST SECRETARY · DIRECTOR/SECTY/CHAIRMAN | 2021-03 | — not seen at a tracked firm |
| DOYLE, JOHN, D | CHAIRMAN/CHAIRMAN OF THE BOARD · PRESIDENT/DIRECTOR/CHIEF COMPLIANCE OFFICER/TREAS/SHAREHOLDER | 2018-05 | — not seen at a tracked firm |
| GERHARDT, THOMAS, DANIEL | VICE PRESIDENT | 2013-03 | — not seen at a tracked firm |
| POATS, JAMES, WYATT | VICE PRESIDENT | 2013-03 | — not seen at a tracked firm |
| BLANKINSHIP, BRIAN, KEVIN | VICE PRESIDENT | 2013-03 | — not seen at a tracked firm |
| STERN, CARL | DIRECTOR | 2012-03 | — not seen at a tracked firm |
| DOYLE,, KARIN, W. | SHAREHOLDER | 2012-03 | — not seen at a tracked firm |
| WHITESELL, DARRYL, D | DIRECTOR | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
