CIK 1097833
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HYNEY, SCOTT, CHARLES | VICE PRESIDENT/DIRECTOR · VICE PRESIDENT | 2022-03 | — not seen at a tracked firm |
| TRIPP, ANN, KIRKPATRICK | DIRECTOR & PRESIDENT & TREASURER · DIRECTOR & PRESIDENT | 2021-03 | — not seen at a tracked firm |
| LITCHFIELD, RICHARD, JOHN | VICE PRESIDENT | 2018-10 | — not seen at a tracked firm |
| SILVA, EMILY, K | CHIEF COMPLIANCE OFFICER | 2018-04 | — not seen at a tracked firm |
| CRONIN, CHARLES, FREDERICK | DIRECTOR | 2017-10 |
| — not seen at a tracked firm |
| WAYMAN, DONALD, PAUL | V.P., SECRETARY & CHIEF COMPLIANCE OFFICER | 2017-03 | — not seen at a tracked firm |
| CHAMBERLAIN, NATHANIEL, B. | VICE PRESIDENT | 2017-03 | — not seen at a tracked firm |
| GREENFIELD, DAVID, B. | DIRECTOR AND EXECUTIVE CHAIRMAN OF THE BOARD | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
