CIK 1094749
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CONNER, CHARLES, RANDALL | PRESIDENT, DIRECTOR | 2002-01 | <5% ·◆ |
| FERN, FRED, ANDREW | CHAIRMAN, DIRECTOR | 1966-12 | <5% ·◆ |
| FERN, SHERRY, BERNICE | DIRECTOR | 1967-01 | <5% ·◆ |
| FERN, THEODORE, LOUIS | CHIEF COMPLIANCE OFFICER, EXEC. V.P., DIRECTOR | 1996-12 | <5% ·◆ |
| HOLMES, EILEEN, ALMQUIST | EXECUTIVE V.P., CHIEF FINANCIAL OFFICER, SECRETARY, DIRECTOR | 1971-03 | <5% ·◆ |
| KARNO, NORTON, STANLEY | SHAREHOLDER | 1969-12 | 5–10% |
| C. RANDY CONNER AS TRUSTEE OF THE VOTING TRUST AGREEMENT DTD 8/12/2022entity |
| SHAREHOLDER |
| 2022-08 |
| 50–75% ·◆ |
| MARK AND EILEEN HOLMES TRUST DTD 10/3/2005entity | SHAREHOLDER | 2005-10 | 10–25% ·◆ |
| FRED A FERN IRREVOCABLE TRUST FBO CHARLES R. CONNER DTD 11/18/2021entity | SHAREHOLDER | 2021-11 | 5–10% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q2). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MESSER, DAVID, CLARK | SHAREHOLDER · EXECUTIVE VICE PRESIDENT | 2023-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
