CIK 1092351
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| JACKMAN, DOUGLAS, MCKEE | CHIEF EXECUTIVE OFFICER | 2018-09 | 10–25% ·◆ |
| LI, WEI | CHAIRMAN | 2018-09 | 10–25% ·◆ |
| MCNERNEY, GABRIEL, JOSEPH | DIRECTOR | 2016-04 | 10–25% ·◆ |
| ZHANG, JINWEN | DIRECTOR | 2016-04 | 10–25% ·◆ |
| CONNER, JAMES, RYAN | CHIEF COMPLIANCE OFFICER | 2011-03 | 5–10% ·◆ |
| WU, JIANZHONG | DIRECTOR | 2018-09 | 5–10% ·◆ |
| CHEN, XIAO, YAN | DIRECTOR | 2018-09 | 5–10% |
| MA, YANHUI |
| SENIOR VICE PRESIDENT |
| 2018-09 |
| 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2023-Q2). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| VENKATRAMANI, RAMKUMAR | DIRECTOR | 2020-06 | — not seen at a tracked firm |
| WHITE, THOMAS, STUART | CHIEF EXECUTIVE OFFICER | 2018-03 | — not seen at a tracked firm |
| NEILL, CHRISTOPHER, GREGORY | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| WHITE, HARRIET, ELIZABETH | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| WHITE, STATHY, MARIE | DIRECTOR | 2018-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
