CIK 1080351
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| GREEN, KENNETH, L. | PRESIDENT/DIRECTOR | 1990-02 | 25–50% ·◆ |
| WULLSCHLEGER, JONN, MATTHEW | VICE PRESIDENT/DIRECTOR | 2004-11 | 10–25% ·◆ |
| ROSZEL, BARBARA, JEAN | CHIEF COMPLIANCE OFFICER/DIRECTOR/ASST SECRETARY | 2005-12 | <5% ·◆ |
| DUSSELIER, CHRISTEN, E. | DIRECTOR/SECRETARY | 2012-12 | 10–25% |
| Green, Miles, H | DIRECTOR | 2024-05 | 10–25% |
| KERNEN, PHILIP, ANDREW | DIRECTOR | 2017-06 | 10–25% |
| Day, Robert, M | DIRECTOR | 2024-08 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ROWE, JANET, CARPENTER | SHAREHOLDER | 2024-06 | — not seen at a tracked firm |
| JONES, RICHARD, S | VICE PRESIDENT/DIRECTOR · VICE PRESIDENT/DIRECTOR/SECRETARY | 2021-03 | — not seen at a tracked firm |
| MITCHELL, FREDERICK, G | SHAREHOLDER | 2020-06 | — not seen at a tracked firm |
| MITCHELL, LINDA, K. | SHAREHOLDER | 2020-06 | — not seen at a tracked firm |
| REED, BRANDON, CURTIS | SHAREHOLDER | 2019-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
