CIK 1078013
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-19). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-19. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CARLISLE, PAUL, CLAYTON | MANAGER | 2014-03 | <5% ·◆ |
| COSGROVE, MARGARET, MARY | MANAGER | 2022-01 | <5% ·◆ |
| GETZ, BERT, ATWATER | MANAGER | 2008-11 | <5% ·◆ |
| GLABE, MARLA, FRIEDMAN | MANAGER | 2009-10 | <5% ·◆ |
| KAMRADT, MICHAEL, PAUL | MANAGER | 2019-01 | <5% ·◆ |
| KILEY, THOMAS, REGAN | MANAGER & CHIEF EXECUTIVE OFFICER | 2011-07 | <5% ·◆ |
| MCKINNEY, SUZET, MEYLIEU | MANAGER | 2019-01 | <5% ·◆ |
| MORRISSEY, PATRICK, MICHAEL | CHIEF INVESTMENT OFFICER - FIXED INCOME | 2024-05 | <5% ·◆ |
| NEWMAN, RUSSELL, JASON | MANAGING DIRECTOR - OPERATIONS | 2026-04 | <5% ·◆ |
| QUIGLEY, JON, EDWARD | CHIEF INVESTMENT OFFICER - DISCIPLINED EQUITY | 2013-10 | <5% ·◆ |
| Rawlins, Celeste | CHIEF FINANCIAL OFFICER | 2026-03 | <5% ·◆ |
| SARILLO, CELENA, ROLDAN | MANAGER | 2019-01 | <5% ·◆ |
| SILVER, ELLIOTT, JOSEPH | CHIEF COMPLIANCE OFFICER | 2004-10 | <5% ·◆ |
| STAFFORDS, INGRID, S. | MANAGER | 2021-07 | <5% ·◆ |
| TURNER, THOMAS, JASON | CHIEF INVESTMENT STRATEGIST | 2013-01 | <5% ·◆ |
| ZIDAR, THOMAS, PATRICK | MANAGER CHAIRMAN | 2008-11 | <5% ·◆ |
| WHAMCO HOLDING COMPANYentity | CORPORATE PARENT | 2008-11 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HEITMANN, SCOTT KEITH | MANAGER | 2024-06 | WINTRUST INVESTMENTS LLC |
| SMYTH, MICHAEL J | CHIEF FINANCIAL OFFICER | 2024-06 | WINTRUST INVESTMENTS LLC |
| CALKINS, EDWARD, JOSEPH | MANAGER & SR. MANAGING DIRECTOR | 2024-06 | — not seen at a tracked firm |
| SCHLINDWEIN, TIMOTHY, ALLEN | MANAGER | 2024-06 | — not seen at a tracked firm |
| JAMES, CROFT, W | MANAGER | 2024-06 | — not seen at a tracked firm |
| THOMAS, JOHN, C. | MANAGER AND SR. MANAGING DIRECTOR | 2023-05 | — not seen at a tracked firm |
| PAULUS, THOMAS, MARTIN | CHIEF FINANCIAL OFFICER | 2019-08 | — not seen at a tracked firm |
| LENHOFF, GARY, ALAN | MANAGER & CHIEF INVESTMENT OFFICER - FUNDAMENTAL EQUITIES · CHIEF INVESTMENT OFFICER - FUNDAMENTAL EQUITIES | 2019-08 | — not seen at a tracked firm |
| LILLARD, JOHN, STOLL | MANAGER | 2017-06 | — not seen at a tracked firm |
| CRAMER, ROBERTA, LYNN | MANAGING DIRECTOR OF INSTITUTIONAL OPERATIONS | 2016-11 | — not seen at a tracked firm |
| ALVARADO, HEATHER, MARIE | MANAGING DIRECTOR | 2016-11 | — not seen at a tracked firm |
| DILLON, CHARLES, WREN | MANAGING DIRECTOR - HEAD OF PRIVATE WEALTH MANAGEMENT | 2016-11 | — not seen at a tracked firm |
| WELLER, KELLY, J | MANAGING DIRECTOR | 2016-11 | — not seen at a tracked firm |
| LI, CHAWMEI | SENIOR MANAGING DIRECTOR / PORTFOLIO MANAGER | 2016-11 | — not seen at a tracked firm |
| WEINBERGER, STANLEY, ROBERT | MANAGER | 2015-10 | — not seen at a tracked firm |
| ROST, STEPHEN, WILLIAM | MANAGER & SR. MANAGING DIRECTOR | 2015-08 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
