CIK 1076964
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-10). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-10. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HORSBURGH, SCOTT, DAVIN | SHAREHOLDER | 2004-10 | 50–75% ·◆ |
| BOYLE, DANIEL, J | SENIOR VICE PRESIDENT | 2023-12 | 25–50% ·◆ |
| Pozolo, Eric, Scott | CHIEF COMPLIANCE OFFICER | 2026-06 | <5% ·◆ |
| PUTNAM, MILES, GRAHAM | VICE PRESIDENT | 2023-12 | 10–25% |
| SKUBIK, JAMES, MATTHEW | SENIOR PORTFOLIO MANAGER | 2023-12 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
