CIK 1058470
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CALLAHAN, BRIAN, THOMAS | PRESIDENT, CHIEF COMPLIANCE OFFICER | 2020-08 | <5% ·◆ |
| CALLAHAN, CRAIG, THOMAS | OWNER - PORTFOLIO MANAGER | 2014-10 | <5% ·◆ |
| ICON MANAGEMENT & RESEARCH CORPORATIONentity | OWNER | 1995-06 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) |
|---|
| Departed after |
|---|
| Now at (if tracked) |
|---|
| QUILLIN, JACK, MARCEL | CHIEF COMPLIANCE OFFICER | 2021-12 | — not seen at a tracked firm |
| HARDING, BRIAN, DAVID | CHIEF FINANCIAL OFFICER · CHIEF COMPLIANCE OFFICER | 2020-08 | — not seen at a tracked firm |
| AMBRUSO, CHRISTOPHER, RICHARD | GENERAL COUNSEL · CHIEF COMPLIANCE OFFICER | 2020-08 | — not seen at a tracked firm |
| SALCITO, DONALD | EXECUTIVE VICE PRESIDENT & GENERAL COUNSEL | 2018-03 | — not seen at a tracked firm |
| SCHOFFMAN, CARRIE, MARIE | SENIOR VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 2017-03 | — not seen at a tracked firm |
| MORAN, STEPHEN, ALFRED | PRESIDENT · EXECUTIVE VICE PRESIDENT & CHIEF SALES & MARKETING OFFICER | 2014-10 | — not seen at a tracked firm |
| JONSON, ERIK, LYNN | EXECUTIVE VICE PRESIDENT & CHIEF FINANCIAL OFFICER | 2012-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
