CIK 1056516
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HARMAN, BRYN, DOUGLAS | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER · CHIEF INVESTMENT OFFICER · CHIEF INVESTMENT OFFICER, CHIEF FINANCIAL OFFICER · SENIOR PORTFOLIO MANAGER/DIRECTOR | 2024-09 | — not seen at a tracked firm |
| MENNE, BARRY, THOMAS | CHIEF COMPLIANCE OFFICER, PRESIDENT | 2022-03 | — not seen at a tracked firm |
| ROBERTS, KENNETH, MELVIN | CHIEF COMPLIANCE OFFICER, PRESIDENT · CHIEF INVESTMENT STRATEGIST, CHAIRMAN, TREASURER · CHIEF INV. OFFICER, CHAIRMAN, TREASURER | 2013-05 | — not seen at a tracked firm |
| GABRIEL, ELIZABETH, JEAN | BUSINESS DEVELOPMENT & CLIENT RELATIONS/DIRECTOR/VICE PRESIDENT |
| 2013-05 |
| — not seen at a tracked firm |
| TRUDEAU, JEFFREY, WILLIAM | SENIOR PORTFOLIO MANAGER & SENIOR TRADER/DIRECTOR · PORTFOLIO MANAGER & SENIOR TRADER/DIRECTOR | 2013-05 | — not seen at a tracked firm |
| YATES, LESLIE, JO | PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | 2013-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
