CIK 1055964
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-29). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-29. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| AGATA, KIYOSHI, NMN | DIRECTOR | 2025-04 | <5% ·◆ |
| HOMMA, TAKAHIRO, NMN | DIRECTOR | 2023-04 | <5% ·◆ |
| KAMURA, NORIO, NMN | DIRECTOR | 2025-04 | <5% ·◆ |
| KISHIDA, YOSHIFUMI, NMN | DIRECTOR | 2025-04 | <5% ·◆ |
| KOIKE, HIROYASU, NMN | CHAIRPERSON | 2026-04 | <5% ·◆ |
| MAEDA, RYOJI, NMN | OUTSIDE DIRECTOR | 2021-06 | <5% ·◆ |
| OHKOSHI, SHOICHI | PRESIDENT, CEO, REPRESENTATIVE DIRECTOR | 2026-04 | <5% ·◆ |
| OTSU, EIJI, NMN | CHIEF COMPLIANCE OFFICER | 2025-04 | <5% ·◆ |
| YAMAMOTO, SEIICHIRO, NMN | OUTSIDE DIRECTOR, CHAIRPERSON OF THE BOARD OF DIRECTORS | 2021-04 | <5% ·◆ |
| NOMURA HOLDINGS, INC. (FORMERLY NAMED THE NOMURA SECURITIES CO., LTD.)entity | STOCKHOLDER | 1959-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| NAMURA, YOSHIHIRO | DIRECTOR · SENIOR CORPORATE MANAGING DIRECTOR · SENIOR MANAGING DIRECTOR | 2024-06 | — not seen at a tracked firm |
| MOCHIZUKI, HIROYUKI | CHIEF COMPLIANCE OFFICER | 2024-06 | — not seen at a tracked firm |
| IKEDA, TAKAYUKI | DIRECTOR · BOARD OF DIRECTOR | 2024-06 | — not seen at a tracked firm |
| KOHNO, MASATO | DIRECTOR · BOARD OF DIRECTOR | 2024-06 | — not seen at a tracked firm |
| IMURA, TOMOYO | OUTSIDE DIRECTOR | 2024-06 | — not seen at a tracked firm |
| Namura, Yoshihiro | DIRECTOR | 2024-04 | — not seen at a tracked firm |
| KIMURA, AKIKO | OUTSIDE DIRECTOR | 2023-07 | — not seen at a tracked firm |
| WATANABE, AKIHIRO | DIRECTOR, SENIOR CORPORATE MANAGING DIRECTOR · DIRECTOR · CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER, SENIOR MANAGING DIRECTOR · SENIOR MANAGING DIRECTOR | 2022-06 | — not seen at a tracked firm |
| SUZUKI, TAKAYUKI | OUTSIDE DIRECTOR · DIRECTOR | 2022-06 | — not seen at a tracked firm |
| NAKAGAWA, JUNKO | DIRECTOR, CHAIRPERSON · DIRECTOR, PRESIDENT & CEO · PRESIDENT & CEO, DIRECTOR · EXECUTIVE VICE PRESIDENT · OUTSIDE DIRECTOR · DIRECTOR | 2021-08 | — not seen at a tracked firm |
| NAGAHAMA, RIKIO | OUTSIDE DIRECTOR | 2021-08 | — not seen at a tracked firm |
| HAYAKAWA, KIMIZO | OUTSIDE DIRECTOR | 2020-08 | — not seen at a tracked firm |
| OGAWA, SHOJI | DIRECTOR | 2020-08 | — not seen at a tracked firm |
| YANAI, TAKEHISA | OUTSIDE DIRECTOR | 2020-08 | — not seen at a tracked firm |
| OTSUKA, TORU | DIRECTOR | 2020-08 | — not seen at a tracked firm |
| OZAKI, TETSU | OUTSIDE DIRECTOR, CHAIRMEN OF THE BOARD OF DIRECTORS · CHAIRMEN OF THE BOARD OF DIRECTORS, OUTSIDE DIRECTOR · CHAIRMEN OF THE BOARD OF DIRECTORS | 2020-08 | — not seen at a tracked firm |
| OGIHARA, WATARU | SENIOR MANAGING DIRECTOR | 2019-07 | Sumitomo Mitsui DS Asset Management Company, Ltd |
| TSUDA, MASANAO | EXECUTIVE VICE PRESIDENT · SENIOR CORPORATE MANAGING DIRECTOR · SENIOR MANAGING DIRECTOR | 2019-07 | — not seen at a tracked firm |
| TANABE, MINORU | SENIOR CORPORATE MANAGING DIRECTOR & HEAD OF CORPORATE PLANNING AND ADMINISTRATION DIVISION · SENIOR CORPORATE MANAGING DIRECTOR · SENIOR MANAGING DIRECTOR | 2019-07 | — not seen at a tracked firm |
| YOKOTA, YASUHIRO | SENIOR CORPORATE MANAGING DIRECTOR · SENIOR MANAGING DIRECTOR | 2019-07 | — not seen at a tracked firm |
| UMEMORI, MASAHIRO | SENIOR MANAGING DIRECTOR | 2019-07 | — not seen at a tracked firm |
| ITABASHI, YUTAKA | SENIOR CORPORATE MANAGING DIRECTOR · SENIOR MANAGING DIRECTOR | 2019-07 | — not seen at a tracked firm |
| MIURA, EIJI | SENIOR CORPORATE MANAGING DIRECTOR | 2019-07 | — not seen at a tracked firm |
| ARA, YUKIMITSU | SENIOR MANAGING DIRECTOR · OUTSIDE DIRECTOR | 2019-07 | — not seen at a tracked firm |
| kurisaki, Osamu | SENIOR CORPORATE MANAGING DIRECTOR | 2019-07 | — not seen at a tracked firm |
| numata, kaoru | SENIOR CORPORATE MANAGING DIRECTOR | 2019-07 | — not seen at a tracked firm |
| CHIDA, SATOSHI | SENIOR MANAGING DIRECTOR | 2019-07 | — not seen at a tracked firm |
| HONMA, TAKAHIRO | SENIOR MANAGING DIRECTOR | 2019-07 | — not seen at a tracked firm |
| WATANABE, KUNIO | DIRECTOR, PRESIDENT & CEO · PRESIDENT & CEO · SENIOR CORPORATE MANAGING DIRECTOR · SENIOR MANAGING DIRECTOR | 2018-07 | — not seen at a tracked firm |
| SHIMIZU, HIDEKI | EXECUTIVE VICE PRESIDENT · EXECUTIVE MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT · SENIOR CORPORATE MANAGING DIRECTOR | 2018-07 | — not seen at a tracked firm |
| MIURA, KOKI | EXECUTIVE VICE PRESIDENT · OUTSIDE SENIOR CORPORATE MANAGING DIRECTOR · SENIOR CORPORATE MANAGING DIRECTOR | 2018-07 | — not seen at a tracked firm |
| MASUDA, KAZUAKI | CHIEF COMPLIANCE OFFICER | 2018-07 | — not seen at a tracked firm |
| Matsutani, Hiroshi | CHAIRMAN OF THE BOARD OF DIRECTORS, OUTSIDE DIRECTOR | 2018-07 | — not seen at a tracked firm |
| MIYASHITA, HISATO | DIRECTOR | 2018-07 | — not seen at a tracked firm |
| KOBAYASHI, MUTSUO | SENIOR MANAGING DIRECTOR | 2018-06 | — not seen at a tracked firm |
| ISHIDA, MAMORU | SENIOR MANAGING DIRECTOR | 2018-06 | — not seen at a tracked firm |
| ITO, YUJI | SENIOR MANAGING DIRECTOR | 2018-06 | — not seen at a tracked firm |
| OGIHARA, TSUTOMU | SENIOR MANAGING DIRECTOR | 2018-06 | — not seen at a tracked firm |
| SARUTA, TAKASHI | EXECUTIVE VICE PRESIDENT · EXECUTIVE MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT · SENIOR CORPORATE MANAGING DIRECTOR · SENIOR MANAGING DIRECTOR | 2017-06 | — not seen at a tracked firm |
| KITAGAWA, KENJI | SENIOR MANAGING DIRECTOR · CHIEF COMPLIANCE OFFICER, SENIOR MANAGING DIRECTOR · CHIEF COMPLIANCE OFFICER | 2017-06 | — not seen at a tracked firm |
| MATSUBA, NAOKI | OUTSIDE DIRECTOR | 2017-06 | — not seen at a tracked firm |
| YANO, KIMIMORI | OUTSIDE DIRECTOR | 2017-06 | — not seen at a tracked firm |
| ARAI, SATOSHI | DIRECTOR | 2017-06 | — not seen at a tracked firm |
| Kurisaki, Osamu | SENIOR CORPORATE MANAGING DIRECTOR | 2017-06 | — not seen at a tracked firm |
| TAKAHASHI, KOICHI | SENIOR CORPORATE MANAGING DIRECTOR | 2016-06 | — not seen at a tracked firm |
| AKATSUKA, YO | DIRECTOR | 2016-06 | — not seen at a tracked firm |
| KITAYAMA, MASAHIKO | OUTSIDE DIRECTOR | 2016-01 | — not seen at a tracked firm |
| SUZUKI, HIROYUKI | OUTSIDE DIRECTOR, CHAIRMAN OF THE BOARD OF DIRECTORS · OUTSIDE DIRECTOR | 2016-01 | — not seen at a tracked firm |
| NAGAMATSU, SHOICHI | OUTSIDE DIRECTOR · DIRECTOR | 2016-01 | — not seen at a tracked firm |
| OTSUKA, HIROYUKI | SENIOR MANAGING DIRECTOR | 2016-01 | — not seen at a tracked firm |
| KONDO, FUMIKI | SENIOR CORPORATE MANAGING DIRECTOR | 2016-01 | — not seen at a tracked firm |
| WATANABE, AKIHITO | OUTSIDE DIRECTOR | 2016-01 | — not seen at a tracked firm |
| NAGAI, NORIAKI | OUTSIDE DIRECTOR | 2014-06 | — not seen at a tracked firm |
| NISHIMATSU, MASANORI | OUTSIDE DIRECTOR | 2014-06 | — not seen at a tracked firm |
| TAKEZAKI, RYUJI | SENIOR MANAGING DIRECTOR | 2014-06 | — not seen at a tracked firm |
| YOSHII, KAZUHITO | SENIOR CORPORATE MANAGING DIRECTOR | 2014-06 | — not seen at a tracked firm |
| IWAI, SHINJI | OUTSIDE DIRECTOR · DIRECTOR | 2014-06 | — not seen at a tracked firm |
| SHIROKAWA, YUKIO | EXECUTIVE MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT | 2013-07 | — not seen at a tracked firm |
| AMBE, NORIO | EXECUTIVE MANAGING DIRECTOR, EXECUTIVE VICE PRESIDENT · SENIOR CORPORATE MANAGING DIRECTOR | 2013-07 | — not seen at a tracked firm |
| WATANABE, TAMON | SENIOR CORPORATE MANAGING DIRECTOR | 2013-07 | — not seen at a tracked firm |
| YAMANA, KIYOHIRO | SENIOR CORPORATE MANAGING DIRECTOR | 2013-07 | — not seen at a tracked firm |
| IWASAKI, TOSHIHIRO | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 2013-07 | — not seen at a tracked firm |
| INANO, KAZUTOSHI | EXECUTIVE MANAGING DIRECTOR, DIRECTOR, CHAIRMAN OF THE BOARD OF DIRECTORS · DIRECTOR, CHAIRMAN OF THE BOARD OF DIRECTORS | 2013-05 | — not seen at a tracked firm |
| TOYODA, MITSUGU | SENIOR MANAGING DIRECTOR | 2013-03 | — not seen at a tracked firm |
| NAGANO, TAKASHI | SENIOR CORPORATE MANAGING DIRECTOR | 2013-03 | — not seen at a tracked firm |
| KONNO, MASARU | OUTSIDE DIRECTOR | 2013-03 | — not seen at a tracked firm |
| FUJITSU, SHIRO | DIRECTOR | 2013-03 | — not seen at a tracked firm |
| SHINOHARA, SHIGERU | SENIOR MANAGING DIRECTOR | 2012-08 | — not seen at a tracked firm |
| ISHIDA, YUGO | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | 2012-07 | — not seen at a tracked firm |
| MORITA, TOSHIO | OUTSIDE DIRECTOR | 2012-07 | — not seen at a tracked firm |
| NAKAHARI, NOBUTO | OUTSIDE DIRECTOR | 2012-05 | — not seen at a tracked firm |
| JOZUKA, JUNICHI | SENIOR CORPORATE MANAGING DIRECTOR | 2012-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
