CIK 1054587
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| COHEN, WAYNE, NATHAN | PRESIDENT, CHIEF OPERATING OFFICER AND EXECUTIVE MANAGING DIRECTOR | 2009-09 | <5% ·◆ |
| CONTI, ELLEN, B | CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | 2024-02 | <5% ·◆ |
| Colberg, Adrian | DIRECTOR | 2020-04 | <5% ·◆ |
| DE SIMONE ROSSI, FRANCESCO | DIRECTOR | 2024-03 | <5% ·◆ |
| KILFOYLE, COLLEEN, MARY | CHIEF COMPLIANCE OFFICER, CHIEF LITIGATION AND REGULATORY COUNSEL AND EXECUTIVE MANAGING DIRECTOR | 2024-04 | <5% ·◆ |
| KLEIN, BRETT, STEVEN | MANAGER AND DIRECTOR | 2017-03 | <5% ·◆ |
| LEVIN, JAMES | CHIEF INVESTMENT OFFICER, EXECUTIVE MANAGING PARTNER AND EXECUTIVE MANAGING DIRECTOR | 2023-11 | <5% ·◆ |
| SHAFIQULLAH, ADEEL, SYED MUHAMMAD | DIRECTOR | 2019-02 | <5% ·◆ |
| SHEN, LISA | DIRECTOR | 2023-04 | <5% ·◆ |
| SIEGEL, JULIE | CHIEF LEGAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | 2024-02 | <5% ·◆ |
| SZYMANSKI, DYLAN | DIRECTOR | 2024-03 | <5% ·◆ |
| CALDER HOLDCO I LPentity | LIMITED PARTNER OF SCULPTOR CAPITAL LP | 2023-11 | 75%+ ·◆ |
| SCULPTOR CAPITAL LPentity | SHAREHOLDER | 2001-12 | 75%+ ·◆ |
| SCULPTOR 2004 INVESTMENT PARTNERS LPentity | LIMITED PARTNER | 2004-08 | 50–75% ·◆ |
| SCULPTOR CAPITAL HOLDING CORPORATIONentity | GENERAL PARTNER | 2017-03 | 25–50% ·◆ |
| SCULPTOR CAPITAL HOLDING II LLCentity | GENERAL PARTNER | 2009-03 | <5% ·◆ |
| SCULPTOR LOAN MANAGEMENT LLCentity | GENERAL PARTER | 2012-04 | <5% ·◆ |
| SCULPTOR REAL ESTATE GP LLCentity | GENERAL PARTNER | 2003-11 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| POLLARD, HERBERT | CHIEF FINANCIAL OFFICER OF SCULPTOR FUNDS AND EXECUTIVE MANAGING DIRECTOR | 2024-10 | — not seen at a tracked firm |
| ZEIDEN, DAVID, CRAIG | CHIEF COMPLIANCE OFFICER, CHIEF REGULATORY COUNSEL AND EXECUTIVE MANAGING DIRECTOR · CHIEF COMPLIANCE OFFICER, CHIEF REGULATORY COUNSEL AND MANAGING DIRECTOR · CHIEF COMPLIANCE OFFICER & CHIEF REGULATORY COUNSEL | 2024-03 | — not seen at a tracked firm |
| LEVINE, DAVID, MICHAEL | CHIEF LEGAL OFFICER AND EXECUTIVE MANAGING DIRECTOR · CHIEF LEGAL OFFICER, EXECUTIVE MANAGING DIRECTOR | 2024-02 | — not seen at a tracked firm |
| RITCHEA, DAVA, ELAINE | CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | 2024-02 | — not seen at a tracked firm |
| OCH, DANIEL, SAUL | OWNER · OWNER AND DIRECTOR · CHIEF EXECUTIVE OFFICER AND EXECUTIVE MANAGING DIRECTOR | 2023-06 | — not seen at a tracked firm |
| SHAFIR, ROBERT, SCOTT | CHIEF EXECUTIVE OFFICER AND EXECUTIVE MANAGING DIRECTOR · CHIEF EXECUTIVE OFFICER | 2021-03 | — not seen at a tracked firm |
| SIPP, THOMAS, MICHAEL | CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | 2020-11 | — not seen at a tracked firm |
| MENDELSON, ROBERT, CHARLES | CHIEF COMPLIANCE OFFICER AND EXECUTIVE MANAGING DIRECTOR | 2020-02 | — not seen at a tracked firm |
| WINDREICH, DAVID | EXECUTIVE MANAGING DIRECTOR AND CO-CHIEF INVESTMENT OFFICER · EXECUTIVE MANAGING DIRECTOR AND HEAD OF U.S. AND EUROPEAN INVESTING · EXECUTIVE MANAGING DIRECTOR | 2019-03 | — not seen at a tracked firm |
| HAAS, ALESIA, JEANNE | CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | 2018-03 | — not seen at a tracked firm |
| DRAKE, PAULA, NICOLE | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | 2017-03 | — not seen at a tracked firm |
| BECKER, DAVID, MAYER | CHIEF LEGAL OFFICER AND EXECUTIVE MANAGING DIRECTOR · CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | 2017-01 | — not seen at a tracked firm |
| FRANK, JOEL, MARTIN | CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR · CHIEF FINANCIAL OFFICER, SENIOR CHIEF OPERATING OFFICER AND EXECUTIVE MANAGING DIRECTOR · CHIEF FINANCIAL OFFICER AND EXECUTIVE MANAGING DIRECTOR | 2016-09 | — not seen at a tracked firm |
| ORBUCH, STEVEN, EDWARD | SENIOR PRINCIPAL AND LIMITED PARTNER FOR OCH-ZIFF REAL ESTATE ADVISORS LP ONLY · SENIOR LIMITED PARTNER FOR OCH-ZIFF REAL ESTATE ADVISORS LP ONLY · MANAGING MEMBER FOR OCH-ZIFF REAL ESTATE ADVISORS LP ONLY | 2016-02 | — not seen at a tracked firm |
| VARGA, ZOLTAN | RESPONSIBLE OFFICER OF OCH-ZIFF CAPITAL MANAGEMENT HONG KONG LIMITED ONLY AND BOARD OF DIRECTOR OF OZHK · RESPONSIBLE OFFICER OF OCH-ZIFF CAPITAL MANAGEMENT HONG KONG LIMITED ONLY | 2016-02 | — not seen at a tracked firm |
| BRUCCHIERI, JOSEPH, ANTHONY | CHIEF EXECUTIVE OFFICER OF OCH-ZIFF MANAGEMENT EUROPE LIMITED ONLY | 2016-02 | — not seen at a tracked firm |
| FRANK, ANDREW, JOSHUA | CHIEF EXECUTIVE OFFICER OF OCH-ZIFF MANAGEMENT EUROPE LIMITED ONLY AND EXECUTIVE MANAGING DIRECTOR · CHIEF EXECUTIVE OFFICER OF OCH-ZIFF MANAGEMENT EUROPE LIMITED ONLY | 2015-07 | — not seen at a tracked firm |
| BLOCKINGER, JEFFREY, CHARLES | CHIEF COMPLIANCE OFFICER, CHIEF LEGAL OFFICER AND EXECUTIVE MANAGING DIRECTOR · CHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER | 2014-05 | — not seen at a tracked firm |
| COHEN, MICHAEL, LESLIE | EXECUTIVE MANAGING DIRECTOR | 2013-02 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
