CIK 1054554
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-04). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-04. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BRINCKERHOFF, JOHN, KANE | COO | 2018-12 | 10–25% ·◆ |
| MCVICKER, ROBERT, GREGG | MANAGER, MEMBER | 2019-03 | 10–25% ·◆ |
| KLASKIN, DAVID, MICHAEL | MANAGER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER, MEMBER | 1990-01 | <5% ·◆ |
| SCAVETTI, JOSEPH, JULIAN | CHIEF COMPLIANCE OFFICER | 2024-10 | <5% |
| DAVID M. KLASKIN TRUSTentity | SHAREHOLDER | 2024-01 | 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| PETERS, JOHN, EDWARD | MEMBER · VICE CHAIRMAN | 2024-10 | — not seen at a tracked firm |
| GOODWIN, MARK, DAVID | MANAGER, PRESIDENT, CHIEF OPERATING OFFICER · CHIEF OPERATING OFFICER, EXECUTIVE V.P., MANAGER · CHIEF OPERATING OFFICER, EXECUTIVE V.P. · MANAGER | 2024-10 | — not seen at a tracked firm |
| CUMMINS, NEIL, ANTHONY | MEMBER · MANAGER, CHAIRMAN · CHAIRMAN | 2024-10 | — not seen at a tracked firm |
| DOLAN, ERIK, J | CCO | 2024-03 | — not seen at a tracked firm |
| MOLOTSKY, ALAN, EUGENE | CFO · MANAGER, CHIEF FINANCIAL OFFICER, EXECUTIVE V.P. · MANAGER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, EXECUTIVE V.P. | 2023-11 | — not seen at a tracked firm |
| SCARAMUCCI, ADREA, ANN | CCO | 2023-03 | — not seen at a tracked firm |
| KAILIN, KENNETH, SCOTT | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT, MEMBER | 2021-03 | — not seen at a tracked firm |
| GASPAR, DAVID, JOHN | CHIEF OPERATIONS & INFORMATION OFFICER, EXECUTIVE V.P. · CHIEF OPERATIONS OFFICER, EXECUTIVE V.P. | 2018-03 | — not seen at a tracked firm |
| RUDZINSKI, SUSAN, SCHWARZ | CHIEF COMPLIANCE OFFICER | 2017-01 | — not seen at a tracked firm |
| HARRINGTON, MICHAEL, EDWARD | VICE CHAIRMAN · PRESIDENT | 2014-07 | — not seen at a tracked firm |
| WILLIAMS, CHRISTOPHER, LEE | PRESIDENT | 2014-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
