CIK 1053055
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CROSIER, LOUIS, PYLE | PRESIDENT, CEO | 2022-01 | 5–10% ·◆ |
| JUVILER, GEOFFRY, ADOLPHE | MANAGING DIRECTOR, MEMBER | 2016-01 | 5–10% ·◆ |
| KING, CLARENCE, HOPKINS | MANAGING DIRECTOR, MEMBER | 2016-04 | 5–10% ·◆ |
| LYNCH, JONATHAN, D | MANAGING DIRECTOR, MEMBER | 2016-01 | 5–10% ·◆ |
| PSYHOGEOS, ABIGAIL, MARR | MANAGING DIRECTOR, MEMBER | 2019-01 | 5–10% ·◆ |
| REINHART, STACY, AUSTIN | MANAGING DIRECTOR, MEMBER | 2016-04 | 5–10% ·◆ |
| WALSH, BRIAN, J. | MANAGING DIRECTOR, MEMBER |
| 2019-01 |
| 5–10% ·◆ |
| WEAFER, BRAD, MICHAEL | CHIEF INVESTMENT OFFICER, MEMBER | 2016-01 | 5–10% ·◆ |
| BROWN, MICHAEL, LAWRENCE | VICE CHAIRMAN, MEMBER | 2016-01 | <5% ·◆ |
| CLARK, DANA, FARRELL | MANAGING DIRECTOR, MEMBER | 2016-01 | <5% ·◆ |
| FARINA, TIMOTHY, JAMES | RESEARCH ANALYST, MEMBER | 2019-01 | <5% ·◆ |
| MORSE, RICHARD, HARDING | CHAIRMAN | 1997-11 | <5% ·◆ |
| O'NEIL, ALISA, KIM | DIRECTOR OF ESTATE & FINANCIAL PLANNING, MEMBER | 2019-01 | <5% ·◆ |
| ROBINSON, TIMOTHY, MICHAEL | RESEARCH ANALYST, MEMBER | 2019-01 | <5% ·◆ |
| SABLONE, KATHLEEN, MARGARET | DIRECTOR OF WEALTH PLANNING, MEMBER | 2019-01 | <5% ·◆ |
| ZAMBRI, CHARLES, J | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER | 2016-01 | <5% ·◆ |
| ZIMMERMAN, SUSAN, GAUKLER | MANAGING DIRECTOR | 2016-01 | <5% ·◆ |
| RICHARD H. MORSE 1997 TRUSTentity | MEMBER | 2016-01 | 25–50% ·◆ |
| SUSAN G. ZIMMERMAN GIFT TRUST 2010entity | MEMBER | 2016-01 | 5–10% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CUSSON, CAROL, ANN | CONTROLLER, MEMBER · CONTROLLER | 2023-10 | — not seen at a tracked firm |
| GARDNER, BRADFORD | MANAGING DIRECTOR, MEMBER · VICE CHAIRMAN AND MANAGING DIRECTOR, MEMBER | 2022-11 | — not seen at a tracked firm |
| KENNEY, STEPHEN, VINCENT | PRESIDENT, CEO, MEMBER, ELECTED MANAGER | 2020-06 | — not seen at a tracked firm |
| BOTTAR, KAREN, ROSE | MANAGING DIRECTOR, MEMBER · MANAGING DIRECTOR | 2019-03 | — not seen at a tracked firm |
| GLESMANN, EDWARD, FRANK | MANAGING DIRECTOR | 2019-03 | — not seen at a tracked firm |
| CASE, KRISTIN, VESPUCCI | DIRECTOR OF TECHNOLOGY, MEMBER | 2019-03 | — not seen at a tracked firm |
| MACDONALD, ALAN, THOMAS | MANAGING DIRECTOR | 2018-03 | — not seen at a tracked firm |
| CASAZZA, CHARLES, THOMAS | MANAGING DIRECTOR AND CHIEF MARKET STRATEGIEST · MANAGING DIRECTOR | 2017-09 | — not seen at a tracked firm |
| DUVAL, DAVID, JOSEPH | MANAGING DIRECTOR | 2017-09 | — not seen at a tracked firm |
| KAHN, LAWRENCE, IAN | MANAGING DIRECTOR | 2017-09 | — not seen at a tracked firm |
| STEPHENS, MICHAEL, BURKE | VICE PRESIDENT, MEMBER | 2017-09 | — not seen at a tracked firm |
| PHILLIPS, JANELL | MANAGING DIRECTOR, MEMBER · MANAGING DIRECTOR | 2017-03 | Ipswich Investment Management Co., Inc. |
| SHEDIAC, THEODORE, MANUEL | MANAGING DIRECTOR | 2017-03 | — not seen at a tracked firm |
| FISCHER, KENNETH, MICHAEL | MANAGING DIRECTOR | 2017-03 | — not seen at a tracked firm |
| GOLDTHWAIT, JOHN, SANDERS | MANAGING DIRECTOR | 2016-03 | — not seen at a tracked firm |
| MORSE, RICHARD, TUDOR | DIRECTOR | 2016-03 | — not seen at a tracked firm |
| INGRAM, MARK, EVERRETT | MANAGING DIRECTOR | 2015-09 | — not seen at a tracked firm |
| ABISALIH, THOMAS, CHARLES | CHIEF COMPLIANCE OFFICER · CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 2014-09 | — not seen at a tracked firm |
| SCOTTI, DONNA, MARIE | MANAGING DIRECTOR | 2012-09 | — not seen at a tracked firm |
| MASELAN, LYNNE, J | MANAGING DIRECTOR | 2012-02 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
