CIK 1051487
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 2020-12 | <5% ·◆ |
| CECE, MARY | SECRETARY | 2025-04 | <5% ·◆ |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 2024-07 | <5% ·◆ |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2024-02 | <5% ·◆ |
| MEARS, JOHANNA MARIE | CHIEF COMPLIANCE OFFICER | 2026-03 | <5% ·◆ |
| SHORES, SERINA M. | SENIOR DIRECTOR FCIS COMPLIANCE | 2025-05 | <5% ·◆ |
| WILSON, MICHAEL CHRISTOPHER |
| 2014-02 |
| <5% ·◆ |
| FIRST-CITIZENS BANK & TRUST COMPANYentity | 100% OWNER | 1994-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HARPS, THOMAS BITTENBENDER | DIRECTOR, INTERIM CHIEF COMPLIANCE OFFICER | 2024-11 | — not seen at a tracked firm |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR · DIRECTOR | 2024-11 | — not seen at a tracked firm |
| HEFFRON, PAULA KAY | DIRECTOR, CHIEF COMPLIANCE OFFICER | 2024-10 | — not seen at a tracked firm |
| BOGACZYK, STEVEN FRED | DIRECTOR, CHIEF FINANCIAL OFFICER · CHIEF FINANCIAL OFFICER, DIRECTOR | 2024-10 | — not seen at a tracked firm |
| RUPP, LORIE KING | DIRECTOR | 2024-01 | — not seen at a tracked firm |
| KATTEL, AJAY MANAN | SECRETARY | 2024-01 | — not seen at a tracked firm |
| SCHAAF, ROBERT GWINN | SECRETARY | 2023-04 | — not seen at a tracked firm |
| BIGGS, IAN ANDREW | SECRETARY | 2022-03 | — not seen at a tracked firm |
| OSTENDORF, ELIZABETH | SECRETARY | 2021-04 | — not seen at a tracked firm |
| WILLINGHAM, EDWARD LEE IV | DIRECTOR | 2019-11 | — not seen at a tracked firm |
| ZIMMERMAN, DAVID LEE JR | DIRECTOR, PRESIDENT · PRESIDENT | 2019-10 | — not seen at a tracked firm |
| SPIRES, ROBERT EDWARD JR | DIRECTOR, INTERIM CHIEF COMPLIANCE OFFICER | 2019-06 | — not seen at a tracked firm |
| PRICE, PATRICIA ANNE | DIRECTOR, CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2019-03 | — not seen at a tracked firm |
| HARRIS, BARRY PALMER IV | DIRECTOR , SECRETARY · DIRECTOR - SECRETARY | 2018-07 | — not seen at a tracked firm |
| WALKER, KEITH WILLIAM | DIRECTOR · PRESIDENT | 2016-03 | — not seen at a tracked firm |
| JONES, HIRAM RAMSEY II | DIRECTOR, PRESIDENT · PRESIDENT | 2013-04 | — not seen at a tracked firm |
| BLACK, KENNETH ALEXANDER | DIRECTOR | 2013-03 | — not seen at a tracked firm |
| POWELL, RALPH SADLER | CHIEF COMPLIANCE OFFICER | 2013-03 | — not seen at a tracked firm |
| LOWMAN, LAWRENCE MINETREE | DIRECTOR OF COMPLIANCE; CHIEF COMPLIANCE OFFICER | 2013-02 | — not seen at a tracked firm |
| YOCHEM, CAROL BLADE | DIRECTOR | 2012-04 | — not seen at a tracked firm |
| HOLDING, FRANK BROWN | DIRECTOR | 2012-02 | — not seen at a tracked firm |
| CREEKMAN, JAMES ERVIN | DIRECTOR | 2012-02 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
