CIK 1050417
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BAUER, JON, ROBERT | MANAGING MEMBER | 1997-05 | 25–50% ·◆ |
| BAUER, JEFFREY, DAVID | MEMBER | 2024-01 | 10–25% |
| STANTON, JANICE, MARIA | MEMBER | 1997-12 | 10–25% |
| Trump, Joshua, Michael | MEMBER | 2024-01 | 10–25% |
| DIAGONALE, JENNIFER, GERALDINE | CHIEF COMPLIANCE OFFICER | 2020-07 | <5% |
| Passantino, Michael, Thomas | CHIEF FINANCIAL OFFICER | 2023-03 | <5% |
| RING, MICHAEL, EDWARD | CHIEF OPERATING OFFICER | 2023-06 | <5% |
| SONG, XIAOHUI | SPECIAL LIMITED MEMBER |
| 2016-11 |
| <5% |
| TENZER, GIL, ASHLEY | MEMBER | 1997-12 | <5% |
| CCM INVESTMENT, L.L.C.entity | MEMBER | 2003-01 | 10–25% |
| HERITAGE INVESTMENT LLCentity | MEMBER | 2011-12 | 5–10% |
| MARTEN CCM LLCentity | MEMBER | 2013-01 | 5–10% |
| SH HOLDCO LLCentity | SPECIAL LIMITED MEMBER | 2016-11 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SCHWARTZ, LEWIS, BENJAMIN | CHIEF OPERATING OFFICER | 2023-03 | Strategic Value Partners, LLC |
| KRAVETZ, JEFFREY, ADAM | CHIEF FINANCIAL OFFICER | 2022-08 | — not seen at a tracked firm |
| SCIANNI, GINA, NICOLE | CHIEF COMPLIANCE OFFICER | 2020-03 | — not seen at a tracked firm |
| RAINE, WILLIAM, JAMES | SPECIAL LIMITED MEMBER | 2018-11 | — not seen at a tracked firm |
| RESTIFO, MICHAEL, JOSEPH | COO/CFO · CFO | 2014-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
