CIK 1035350
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HESHELMAN, JOHNATHAN, IVAN | EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER, DIRECTOR | 2025-06 | <5% ·◆ |
| HUOVINEN, SUZETTE, LOUISE | PRESIDENT; CEO; DIRECTOR | 2023-01 | <5% ·◆ |
| STEINERT, MICHAEL, THOMAS | SENIOR VICE PRESIDENT; CHIEF OPERATING OFFICER; HEAD OF FINANCE; DIRECTOR | 2021-08 | <5% ·◆ |
| WOLF, JENNIFER, LOUISE | SENIOR VICE PRESIDENT; CHIEF LEGAL OFFICER | 2016-09 | <5% ·◆ |
| PARRUCCI, JESSICA, LYNN | VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | 2024-08 | <5% |
| SECURIAN FINANCIAL GROUP, INC.entity | SOLE DIRECT OWNER | 2002-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| EHREN, ROBERT, JOHN | DIRECTOR | 2024-08 | — not seen at a tracked firm |
| NANNEN, WEN, ZHANG | EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER; DIRECTOR | 2024-08 | — not seen at a tracked firm |
| THIBODEAUX, PAUL, JASON | SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| MCGARRY, ANN, PILON | DIRECTOR | 2023-03 | — not seen at a tracked firm |
| BERLUTE, PETER, GORDON | DIRECTOR | 2023-03 | — not seen at a tracked firm |
| O'CONNELL, SEAN, MITCHELL | CHIEF INVESTMENT OFFICER, DIRECTOR · PRESIDENT; DIRECTOR · PRESIDENT | 2023-03 | — not seen at a tracked firm |
| PEDIGO, JENNIFER, LYNNE MAULDIN | SENIOR VICE PRESIDENT; DIRECTOR | 2023-03 | — not seen at a tracked firm |
| STAPLETON-CORCORAN, CRAIG, MICHAEL | SENIOR VICE PRESIDENT; DIRECTOR · DIRECTOR | 2022-03 | — not seen at a tracked firm |
| KLEIST, GARY, MICHAEL | INTERIM CHIEF COMPLIANCE OFFICER · FINANCIAL VICE PRESIDENT; DIRECTOR | 2021-03 | — not seen at a tracked firm |
| KUPLIC, DAVID, MICHAEL | PRESIDENT; DIRECTOR · EXECUTIVE VICE PRESIDENT; DIRECTOR | 2021-03 | — not seen at a tracked firm |
| SEBALD, CHRISTOPHER, ROMAN | PRESIDENT; CHIEF INVESTMENT OFFICER; DIRECTOR · EXECUTIVE VICE PRESIDENT; CHIEF INVESTMENT OFFICER; DIRECTOR | 2017-08 | — not seen at a tracked firm |
| SPICER, TODD, LEWIS | VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | 2017-03 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
| ZACCARO, WARREN, JOHN | DIRECTOR | 2017-03 | — not seen at a tracked firm |
| BENTLEY, ERIC, JON | DIRECTOR | 2017-03 | — not seen at a tracked firm |
| BAILEY, VICKI, LYNN | VICE PRESIDENT - INVESTMENT LAW; CHIEF COMPLIANCE OFFICER | 2016-10 | — not seen at a tracked firm |
| SENKLER, ROBERT, LEO | PRESIDENT | 2012-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
