CIK 102909
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-18). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-18. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ANGELL, JACQUELINE, MARY | CHIEF COMPLIANCE OFFICER | 2022-11 | <5% ·◆ |
| BENDL, JOHN, WESLEY | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | 2025-07 | <5% ·◆ |
| BOATENG, AMMA, ACHEAMPOMAA | MANAGING DIRECTOR | 2024-01 | <5% ·◆ |
| BRENNAN, JOSEPH, PATRICK | MANAGING DIRECTOR AND CHIEF RISK OFFICER | 2018-09 | <5% ·◆ |
| BUNCH, TARA, LYNN | DIRECTOR | 2021-11 | <5% ·◆ |
| Couture, Jon, Nicholas | MANAGING DIRECTOR | 2024-12 | <5% ·◆ |
| DAVIS, GREGORY | MANAGING DIRECTOR, PRESIDENT, DIRECTOR AND CHIEF INVESTMENT OFFICER | 2017-07 | <5% ·◆ |
| HUNT, DAVID, ALEXANDER | DIRECTOR | 2026-02 | <5% ·◆ |
| JACOBS, KENNETH, MARC | DIRECTOR | 2026-02 | <5% ·◆ |
| JAMES, JOHN, MARK | MANAGING DIRECTOR | 2016-12 | <5% ·◆ |
| LAMARQUE, NATALIE | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, AND SECRETARY | 2025-09 | <5% ·◆ |
| LOUGHRIDGE, MARK | LEAD INDEPENDENT DIRECTOR AND CHAIRMAN OF THE BOARD | 2012-03 | <5% ·◆ |
| MALPASS, SCOTT, CHARLES | DIRECTOR | 2012-03 | <5% ·◆ |
| MCISAAC, CHRISTOPHER, DAVIS | MANAGING DIRECTOR | 2012-03 | <5% ·◆ |
| MURPHY, JOHN | DIRECTOR | 2024-06 | <5% ·◆ |
| PASTOR, LUBOS | DIRECTOR | 2024-01 | <5% ·◆ |
| PATTERSON, REBECCA, HOPE | DIRECTOR | 2025-02 | <5% ·◆ |
| PEROLD, ANDRE, FRANCOIS | DIRECTOR | 2004-12 | <5% ·◆ |
| RAMJI, SALIM | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2024-07 | <5% ·◆ |
| RASKIN, SARAH, BLOOM | DIRECTOR | 2017-07 | <5% ·◆ |
| ROTENBERG, JOANNA, MICHELLE | MANAGING DIRECTOR | 2025-01 | <5% ·◆ |
| Reid, Grant, Fergus | DIRECTOR | 2023-07 | <5% ·◆ |
| Tandon, Nitin | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | 2021-11 | <5% ·◆ |
| Thomas, David, Anthony | DIRECTOR | 2021-07 | <5% ·◆ |
| VALENTE, LAUREN, MARIE | MANAGING DIRECTOR | 2020-09 | <5% ·◆ |
| VENNEMAN, BARBARA | DIRECTOR | 2025-02 | <5% ·◆ |
| VOLANAKIS, PETER, FREDERICK | DIRECTOR | 2008-12 | <5% ·◆ |
| VANGUARD INDEX FUNDSentity | STOCKHOLDER | 1976-08 | 25–50% ·◆ |
| VANGUARD BOND INDEX FUNDSentity | STOCKHOLDER | 1986-12 | 5–10% |
| VANGUARD STAR FUNDSentity | STOCKHOLDER | 2009-03 | 5–10% |
| VANGUARD ADMIRAL FUNDSentity | STOCKHOLDER | 1992-12 | <5% |
| VANGUARD CALIFORNIA TAX-FREE FUNDSentity | STOCKHOLDER | 1985-10 | <5% |
| VANGUARD CHARLOTTE FUNDSentity | STOCKHOLDER | 2011-10 | <5% |
| VANGUARD CHESTER FUNDSentity | STOCKHOLDER | 1984-08 | <5% |
| VANGUARD EXPLORER FUNDentity | STOCKHOLDER | 1975-12 | <5% |
| VANGUARD FENWAY FUNDSentity | STOCKHOLDER | 1987-11 | <5% |
| VANGUARD FIXED INCOME SECURITIES FUNDSentity | STOCKHOLDER | 1975-05 | <5% |
| VANGUARD HORIZON FUNDSentity | STOCKHOLDER | 1995-06 | <5% |
| VANGUARD INSTITUTIONAL INDEX FUNDSentity | STOCKHOLDER | 2018-02 | <5% |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDSentity | STOCKHOLDER | 1990-04 | <5% |
| VANGUARD MALVERN FUNDSentity | STOCKHOLDER | 1988-11 | <5% |
| VANGUARD MASSACHUSETTS TAX- EXEMPT FUNDSentity | STOCKHOLDER | 1992-07 | <5% |
| VANGUARD MONEY MARKET RESERVESentity | STOCKHOLDER | 1975-05 | <5% |
| VANGUARD MONTGOMERY FUNDSentity | STOCKHOLDER | 2007-11 | <5% |
| VANGUARD MUNICIPAL BOND FUNDSentity | STOCKHOLDER | 1977-09 | <5% |
| VANGUARD NEW JERSEY TAX-FREE FUNDSentity | STOCKHOLDER | 1987-09 | <5% |
| VANGUARD NEW YORK TAX-FREE FUNDSentity | STOCKHOLDER | 1986-01 | <5% |
| VANGUARD OHIO TAX-FREE FUNDSentity | STOCKHOLDER | 1990-06 | <5% |
| VANGUARD PENNSYLVANIA TAX- FREE FUNDSentity | STOCKHOLDER | 1986-01 | <5% |
| VANGUARD QUANTITATIVE FUNDSentity | STOCKHOLDER | 1986-08 | <5% |
| VANGUARD SCOTTSDALE FUNDSentity | STOCKHOLDER | 2009-11 | <5% |
| VANGUARD SPECIALIZED FUNDSentity | STOCKHOLDER | 1983-10 | <5% |
| VANGUARD TAX-MANAGED FUNDSentity | STOCKHOLDER | 1994-09 | <5% |
| VANGUARD TRUSTEES' EQUITY FUNDentity | STOCKHOLDER | 1980-02 | <5% |
| VANGUARD VALLEY FORGE FUNDSentity | STOCKHOLDER | 1992-11 | <5% |
| VANGUARD VARIABLE INSURANCE FUNDSentity | STOCKHOLDER | 1991-04 | <5% |
| VANGUARD WELLESLEY INCOME FUNDentity | STOCKHOLDER | 1975-05 | <5% |
| VANGUARD WELLINGTON FUNDentity | STOCKHOLDER | 1975-05 | <5% |
| VANGUARD WHITEHALL FUNDSentity | STOCKHOLDER | 1996-02 | <5% |
| VANGUARD WINDSOR FUNDSentity | STOCKHOLDER | 1975-05 | <5% |
| VANGUARD WORLD FUNDentity | STOCKHOLDER | 1975-05 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BENCHENER, MATTHEW, JOHN | MANAGING DIRECTOR | 2024-12 | — not seen at a tracked firm |
| ROLLINGS, MICHAEL, THOMAS | MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | 2024-12 | — not seen at a tracked firm |
| RISI, KARIN, ANN | MANAGING DIRECTOR | 2024-12 | — not seen at a tracked firm |
| FULLWOOD, EMERSON, ULYSSES | DIRECTOR | 2024-12 | — not seen at a tracked firm |
| LOUGHREY, FRANCIS, JOSEPH | DIRECTOR | 2024-12 | — not seen at a tracked firm |
| ROBINSON, TONYA, TERRELL | GENERAL COUNSEL, MANAGING DIRECTOR, AND SECRETARY | 2024-12 | — not seen at a tracked firm |
| BUCKLEY, MORTIMER, JOSEPH | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER · CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, AND PRESIDENT · CHIEF EXECUTIVE OFFICER, PRESIDENT, AND DIRECTOR · DIRECTOR AND PRESIDENT · MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER · MANAGING DIRECTOR | 2024-07 | — not seen at a tracked firm |
| ROBINSON, ANNE, ELIZABETH | GENERAL COUNSEL, MANAGING DIRECTOR, AND SECRETARY | 2024-05 | — not seen at a tracked firm |
| MULLIGAN, DEANNA, MARIE | DIRECTOR | 2024-03 | — not seen at a tracked firm |
| RAMPULLA, THOMAS, MARK | MANAGING DIRECTOR | 2023-08 | — not seen at a tracked firm |
| SCHADL, JOHN, EDWARD | CHIEF COMPLIANCE OFFICER | 2022-07 | VANGUARD ADVISERS INC, Vanguard Personalized Indexing Management, LLC, VANGUARD PORTFOLIO MANAGEMENT LLC |
| GUTMANN, AMY | DIRECTOR | 2022-01 | — not seen at a tracked firm |
| MARCANTE, JOHN, THOMAS | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER · MANAGING DIRECTOR | 2021-11 | — not seen at a tracked firm |
| NORRIS, JAMES, MAURICE | MANAGING DIRECTOR | 2020-10 | — not seen at a tracked firm |
| KING, MARTHA, G. | MANAGING DIRECTOR | 2020-10 | — not seen at a tracked firm |
| HOUSTON, SARAH, LIANE | CHIEF AUDIT EXECUTIVE | 2019-04 | — not seen at a tracked firm |
| DVORAK, BRIAN, WAYNE | CHIEF COMPLIANCE OFFICER | 2019-02 | Vanguard Investments Australia, Ltd., VANGUARD PORTFOLIO MANAGEMENT LLC |
| MCNABB, FREDERICK, WILLIAM | CHAIRMAN · CHIEF EXECUTIVE OFFICER AND CHAIRMAN · PRESIDENT, CEO, AND CHAIRMAN | 2018-05 | — not seen at a tracked firm |
| HEISEN, JOANN, HEFFERNAN | DIRECTOR | 2018-05 | — not seen at a tracked firm |
| GUPTA, RAJIV, LOCHAN | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| REED, GLENN, W | MANAGING DIRECTOR | 2017-06 | — not seen at a tracked firm |
| BEJ, NATALIE | CHIEF COMPLIANCE OFFICER | 2017-03 | — not seen at a tracked firm |
| GUBANICH, KATHLEEN, CROSSETT | MANAGING DIRECTOR | 2016-09 | — not seen at a tracked firm |
| STAM, HEIDI | MANAGING DIRECTOR, GENERAL COUNSEL, AND SECRETARY | 2016-06 | — not seen at a tracked firm |
| SATTERTHWAITE, FRANK, LORD | CHIEF FINANCIAL OFFICER | 2016-03 | — not seen at a tracked firm |
| HELLER, PAUL, ANDREW | MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER | 2015-10 | — not seen at a tracked firm |
| CARPENTER, RICHARD, DAVID | CHIEF AUDIT EXECUTIVE · CHIEF FINANCIAL OFFICER | 2015-03 | — not seen at a tracked firm |
| MILLER, MICHAEL, SIDNEY | MANAGING DIRECTOR | 2015-03 | — not seen at a tracked firm |
| RANKIN, ALFRED, MARSHALL | DIRECTOR | 2014-04 | — not seen at a tracked firm |
| SCALVINO, PAULINE, CATHERINE | CHIEF COMPLIANCE OFFICER | 2014-03 | — not seen at a tracked firm |
| SAUTER, GEORGE, UPHAM | MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
