CIK 1025038
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CAIN, KENDRA BRADFORD | CHIEF COMPLIANCE OFFICER | 2023-04 | <5% ·◆ |
| COTTRELL, ASA ANDERSON | CHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR | 2022-06 | <5% ·◆ |
| CRAIN, BRADLEY JEAN | DIRECTOR | 2024-08 | <5% ·◆ |
| DERRYBERRY, DEE GARRISON | COO | 2016-03 | <5% ·◆ |
| JAMES, CARA CLUGSTON | DIRECTOR | 2020-03 | <5% ·◆ |
| MACHEN, JAMES MATTHEW | DIRECTOR | 2018-12 | <5% ·◆ |
| PAYNE, KARLA | DIRECTOR | 2003-07 | <5% ·◆ |
| ROGERS, DONNY RAY JR | PRESIDENT INVESTMENT SERVICES, SECRETARY OF BOARD, DIRECTOR | 2023-01 | <5% ·◆ |
| ROOKER, BARRY CHRISTOPHER | SENIOR DIRECTOR OF SALES/DIRECTOR | 2021-01 | <5% ·◆ |
| SMITH, BRIAN ANDREW | DIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING | 2021-06 | <5% ·◆ |
| BREWER, GRETCHEN DAPHYNE | FINANCIAL AND OPERATIONAL PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER | 2024-10 | <5% |
| HAYS, KIRK JODELL | DIRECTOR | 2025-08 | <5% |
| LIPSCOMB, TABITHA HUBBS | DIRECTOR | 2023-05 | <5% |
| MORBECK, AMY MARIE | DIRECTOR | 2024-08 | <5% |
| PAROUBEK, YURIK IVER | DIRECTOR | 2025-12 | <5% |
| PERRON, JOHN ARLEIGH | REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 2005-08 | <5% |
| SHEPARD, RODNEY LEMAN | DIRECTOR | 2024-02 | <5% |
| ARVEST BANKentity | OWNER | 1996-07 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| RIVALDO, CRAIG ALAN | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| SABIN, KENNETH KEVIN | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| ANDRESS, LAURA JEAN | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| KRIEGER, BRADLEY WAYNE | DIRECTOR | 2024-01 | — not seen at a tracked firm |
| SPEARS, ROBERT CRAIG | SENIOR VICE PRESIDENT, DIRECTOR OF ADVANCED PLANNING | 2023-12 | — not seen at a tracked firm |
| KRUS, PAUL ANTHONY | EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF ADVISOR GROWTH AND DEVELOPMENT | 2023-12 | — not seen at a tracked firm |
| HARPS, THOMAS BITTENBENDER | CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| JARRETT, CALVIN BUFORD | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATING OFFICER · PRESIDENT/CFO/DIRECTOR · PRESIDENT/CFO/COO/DIRECTOR | 2022-11 | — not seen at a tracked firm |
| WILKERSON, STEPHANIE LYN | MANAGER OF CLIENT SERVICES · OPERATIONS PRINCIPAL · MUNICIPAL PRINCIPAL · SVP-ARVEST1 MANAGER | 2022-11 | — not seen at a tracked firm |
| KING, JAMES MACGREGOR | DIRECTOR · CHIEF EXECUTIVE OFFICER/DIRECTOR | 2022-11 | — not seen at a tracked firm |
| HUDGEONS, BRADLEY DEAN | EVP/SALES MANAGER/DIRECTOR | 2021-03 | — not seen at a tracked firm |
| BILITER, DAVID, LEE | EVP/SALES MANAGER/DIRECTOR · DIRECTOR OF SALES | 2020-08 | FIRST CITIZENS INVESTOR SERVICES, INC., SVB WEALTH LLC |
| KELLY, JAMES ROBERT | DIRECTOR | 2019-08 | — not seen at a tracked firm |
| WALKER, DONALD EUGENE | DIRECTOR | 2019-08 | — not seen at a tracked firm |
| GIBBS, CLIFFORD HENRY | DIRECTOR | 2019-03 | — not seen at a tracked firm |
| RAY, LISA BENSON | DIRECTOR | 2018-06 | — not seen at a tracked firm |
| GRIFFIN, LARRY BRAD | EVP/SALES MANAGER/DIRECTOR | 2017-05 | — not seen at a tracked firm |
| WELLS, THERESA DIANE | DIRECTOR | 2015-11 | — not seen at a tracked firm |
| GRIGSBY, ROBERT SCOTT | DIRECTOR | 2014-10 | — not seen at a tracked firm |
| MILLS, JOSEPH EDWARD BRYAN | SVP/SALES MANAGER/DIRECTOR | 2014-03 | — not seen at a tracked firm |
| KINARD, JEFFREY S | FINANCIAL AND OPERATIONS PRINCIPAL | 2013-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
