CIK 1021926
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-18). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-18. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| AMEDURI, NICHOLAS | DIRECTOR | 2026-04 | <5% ·◆ |
| BELANGER, ERIC, (NMN) | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2025-04 | <5% ·◆ |
| CANCELLI, ROBERT, FRANCIS | DIRECTOR | 2021-06 | <5% ·◆ |
| DE LUCA, STEVEN, JAMES | DIRECTOR | 2024-11 | <5% ·◆ |
| DITCHFIELD, WILHELMINA, STEPHANIA | CHAIR | 2023-03 | <5% ·◆ |
| JEDRZEJEWSKA, EVE, (NMN) | CHIEF ADMINISTRATIVE OFFICER | 2024-11 | <5% ·◆ |
| KAZMI, SAHER, (NMN) | CHIEF COMPLIANCE OFFICER | 2022-02 | <5% ·◆ |
| TOMASONE, ELENA, (NMN) | VICE PRESIDENT, RETAIL CREDIT ADJUDICATION | 2019-11 | <5% ·◆ |
| VIVACQUA, FRANK, (NMN) | DIRECTOR | 2014-08 | <5% ·◆ |
| WAKAYAMA, WINNIE, (NMN) | CHIEF FINANCIAL OFFICER | 2020-07 | <5% ·◆ |
| CANADIAN IMPERIAL BANK OF COMMERCEentity | 100.00% SHAREHOLDER | 2001-10 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SCANDIFFIO, DAVID, MICHAEL | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2024-11 | — not seen at a tracked firm |
| GITTENS, STEPHEN, ANTHONY | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| DODIG, EDWARD | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| Leroux, Michael, Henry | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| JAIN, MUDIT, NMN | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| Hountalas, John | CHAIR OF THE BOARD | 2023-01 | — not seen at a tracked firm |
| REYNOLDS, DONALD, JOSEPH GERALD | CHIEF COMPLIANCE OFFICER | 2022-01 | — not seen at a tracked firm |
| MESTON, STEVEN, RUDOLF | DIRECTOR | 2022-01 | — not seen at a tracked firm |
| Dalcourt, Catherine, Alexandra | CHIEF COMPLIANCE OFFICER | 2021-09 | — not seen at a tracked firm |
| BENNETT, SANDRA, LEE | DIRECTOR | 2021-01 | — not seen at a tracked firm |
| CHILDS, JESSICA, PAULINE | CHIEF FINANCIAL OFFICER | 2020-08 | — not seen at a tracked firm |
| Muto, Alessandro, Dino | CHIEF OPERATIONS OFFICER | 2019-07 | — not seen at a tracked firm |
| LEE, PETER, HOWARD | DIRECTOR | 2019-05 | — not seen at a tracked firm |
| BRAIVE, JOHN, WILLIAM | DIRECTOR, VICE-CHAIRMAN | 2018-01 | — not seen at a tracked firm |
| Cheng, Lester, Gee-Wai | CHIEF FINANCIAL OFFICER | 2018-01 | — not seen at a tracked firm |
| COOKE, CHEISTOPHER, DAVID | DIRECTOR | 2018-01 | — not seen at a tracked firm |
| Best, Tracy | DIRECTOR | 2018-01 | — not seen at a tracked firm |
| GEIST, STEPHEN, JULIUS | CHAIRMAN OF THE BOARD · DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER · DIRECTOR | 2017-08 | — not seen at a tracked firm |
| McKenna, Patrick, James | DIRECTOR | 2017-08 | — not seen at a tracked firm |
| HOLDEN, SUSAN, KIMBERLEY | CHIEF COMPLIANCE OFFICER | 2017-01 | — not seen at a tracked firm |
| Kaine, Heather, Jean | DIRECTOR | 2016-11 | — not seen at a tracked firm |
| MCCARTHY, NORAH, CLARE | DIRECTOR | 2015-03 | — not seen at a tracked firm |
| MCCREADY, THOMAS, JOSEPH | DIRECTOR | 2015-03 | — not seen at a tracked firm |
| WALKER, GRACE, ANN | CHIEF FINANCIAL OFFICER | 2015-03 | — not seen at a tracked firm |
| DONNELLY, DANIEL, RICHARD | DIRECTOR | 2014-11 | — not seen at a tracked firm |
| NADEAU, JEAN-PIERRE | SENIOR DIRECTOR, BUSINESS MANAGEMENT | 2014-11 | — not seen at a tracked firm |
| DODIG, VICTOR, GEORGE | DIRECTOR, CHAIRMAN · DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2014-11 | — not seen at a tracked firm |
| WHITFIELD, GARY, ARTHUR | DIRECTOR | 2013-06 | — not seen at a tracked firm |
| NAAMAN, MIREILLE | CHIEF FINANCIAL OFFICER | 2013-06 | — not seen at a tracked firm |
| LEWIS, DEBORAH, JOAN | FIRST VICE-PRESIDENT, SERVICING" AND DESIGNATED ANTI-MONEY LAUNDERING OFFICER | 2013-01 | — not seen at a tracked firm |
| MARIGA, DORIS, SUSAN | CORPORATE SECRETARY | 2013-01 | — not seen at a tracked firm |
| BLAIS, JULIE | CHIEF COMPLIANCE OFFICER | 2013-01 | — not seen at a tracked firm |
| WEBSTER, DUNCAN, BLAIR | DIRECTOR AND CHIEF INVESTMENT OFFICER | 2012-01 | — not seen at a tracked firm |
| HASAN, RAZA | DIRECTOR | 2012-01 | — not seen at a tracked firm |
| PATEL, BIJAL, ARVIND | DIRECTOR | 2012-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
