CIK 1021258
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-23). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-23. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BALDWIN, TAYLOR, CONVERSE | MANAGING PARTNER AND CHIEF OPERATING OFFICER | 2024-07 | 25–50% ·◆ |
| MARVEL, WILLIAM, HARVEY | MANAGING DIRECTOR | 2020-07 | 10–25% ·◆ |
| DEAN, STEVEN, THOMAS | CHIEF COMPLIANCE OFFICER | 2024-07 | <5% ·◆ |
| KLEIN, WILLIAM, W. | CHIEF INVESTMENT OFFICER | 2024-01 | <5% ·◆ |
| STRAND, ERIC, HAAKON | PRESIDENT AND CHIEF EXECUITVE OFFICER | 2024-03 | <5% ·◆ |
| TAVARES, TERESA, JESUS | CHIEF FINANCIAL OFFICER | 2024-01 | <5% ·◆ |
| AMERICAN RESEARCH & MANAGEMENT COentity | SHAREHOLDER | 2022-10 | 10–25% ·◆ |
| TB SHARES CORPORATIONentity | SHAREHOLDER | 2026-06 | 10–25% ·◆ |
| MERCHANT WEALTH PARTNERSentity | SHAREHOLDER | 2020-10 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MANNIX, JOHN, LEONARD | SHAREHOLDER · CHIEF EXECUTIVE OFFICER | 2024-12 | — not seen at a tracked firm |
| BALDWIN, MICHAEL | DIRECTOR/PRESIDENT | 2021-12 | — not seen at a tracked firm |
| Morse, Matthew, S. | CHIEF INVESTMENT OFFICER | 2016-06 | — not seen at a tracked firm |
| BARRETT, DAVID, ANSON | VICE PRESIDENT/SECRETARY · VICE PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | 2015-10 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
