CIK 1017284
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CAMPBELL, DAVID PEARCE | SENIOR VICE PRESIDENT | 2024-05 | — not seen at a tracked firm |
| NORTHEN, READ MORTON JR | SENIOR VICE PRESIDENT | 2023-03 | — not seen at a tracked firm |
| FRATES, LOUIS GABRIEL | INVESTMENT ADVISER REPRESENTATIVE | 2022-03 | — not seen at a tracked firm |
| MCCLANAHAN, LARRY GALE | SENIOR VICE PRESIDENT | 2019-07 | — not seen at a tracked firm |
| YOUNG, WALTER HOWARD III | OWNER · CCO · CHIEF COMPLIANCE OFFICER · SENIOR VICE PRESIDENT |
| 2019-01 |
| — not seen at a tracked firm |
| DANDRIDGE, VICTOR M III | DIRECTOR OF INVESTMENT MANAGEMENT · SENIOR VICE PRESIDENT | 2016-12 | — not seen at a tracked firm |
| DWORSKY, LOUIS, DAVID | REGISTERED INVESTMENT ADVISOR · CO CEO | 2016-12 | WFA of San Diego, LLC |
| STEPHENS, HARPER MCDONALD | SENIOR VICE PRESIDENT | 2015-09 | — not seen at a tracked firm |
| PRESCOTT, PAMELA JEANNE | REGISTERED SALES ASSISTANT | 2015-09 | — not seen at a tracked firm |
| FLYNN, MICHAEL EDWARD JR | ASSOCIATE VICE PRESIDENT | 2014-10 | — not seen at a tracked firm |
| RUTHERFORD, KEVIN, STEWART | CHIEF COMPLIANCE OFFICER | 2013-10 | 1607 Capital Partners, LLC |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
