CIK 1012622
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2025-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Cronin, Tina, Marie | CHIEF FINANCIAL OFFICER | 2019-03 | — not seen at a tracked firm |
| LISSETTE, HANNAH, WHITNEY | CHIEF COMPLIANCE OFFICER | 2019-03 | — not seen at a tracked firm |
| WIATE, AILEEN, KIM | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | 2017-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
