CIK 1008929
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BRATSCHI, JOHN, GERARD | LIMITED PARTNER & MANAGING PARTNER | 2008-01 | 10–25% ·◆ |
| MORGAN, KELLY, ANNE | LIMITED PARTNER & MANAGING PARTNER | 2011-01 | 10–25% ·◆ |
| ST. MARY, JEFFREY, J | LIMITED PARTNER & MANAGING PARTNER | 2011-01 | 10–25% ·◆ |
| WOODHOUSE, THOMAS, FREDERIC | LIMITED PARTNER & MANAGING PARTNER | 2008-01 | 10–25% ·◆ |
| KETRI, ADRIAN, NMN | CHIEF COMPLIANCE OFFICER | 2021-09 | <5% ·◆ |
| PETERSEN, STEPHEN, REINHOLD | LIMITED PARTNER & MANAGING PARTNER | 2015-07 | <5% ·◆ |
| PRIO WEALTH, INC. |
| GENERAL PARTNER |
| 2008-01 |
| 5–10% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MATTISON, MELISSA, ANN | MANAGING DIRECTOR, CHIEF OPERATING OFFICER · MANAGING DIRECTOR, CCO & COO · COO/CCO | 2021-09 | — not seen at a tracked firm |
| LIVINGSTON, BRET, MATTHEW | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 2018-12 | — not seen at a tracked firm |
| PORTER, JOHN, ROBERT | LIMITED PARTNER & MANAGING DIRECTOR | 2016-03 | — not seen at a tracked firm |
| SCOVILLE, ROGER, DEAN | MANAGING DIRECTOR | 2014-03 | — not seen at a tracked firm |
| BARROW, CHRISTOPHER, THORP | MANAGING DIRECTOR | 2013-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
