CIK 1006364
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-25). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-25. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ALBERT, BRUCE, ADAM | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 2016-07 | <5% ·◆ |
| HARDMAN, CASSANDRA, A | CHIEF INVESTMENT OFFICER, CEO, DIRECTOR | 2017-09 | <5% ·◆ |
| MEYER, JEFFREY, STUART | PRESIDENT, DIRECTOR | 2013-01 | <5% ·◆ |
| O'CONNOR, JULIE, ANN | CHIEF OPERATING OFFICER | 2008-12 | <5% ·◆ |
| HARDMAN JOHNSTON MIDCO LLCentity | MEMBER | 2016-03 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| JOHNSTON, RICHARD | PORTFOLIO MANAGER, DIRECTOR · CHIEF INVESTMENT OFFICER, U.S. STRATEGIES · CHAIRMAN OF THE BOARD & CO-CHIEF INVESTMENT OFFICER · CHIEF EXECUTIVE OFFICER · PRESIDENT | 2023-03 | — not seen at a tracked firm |
| KEATING, KATHLEEN, ELIZABETH | CHIEF COMPLIANCE OFFICER | 2015-03 | VOLORIDGE INVESTMENT MANAGEMENT, LLC |
| CUMMISKEY, PETER, J | V.P., MANAGING DIRECTOR | 2015-03 | — not seen at a tracked firm |
| WOO, HENRY | MANAGING DIRECTOR | 2015-03 | — not seen at a tracked firm |
| KAYALA, NIMY | SENIOR ADMIN. & TRADER | 2015-03 | — not seen at a tracked firm |
| PONTONE, JAMES, GERARD | MANAGING DIRECTOR | 2015-03 | — not seen at a tracked firm |
| GIANNOTTI, JOAN, M | V.P. & CHIEF COMPLIANCE OFFICER | 2013-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
