CIK 1005813
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CRUZ, EDUARDO, MOLITERNO DA | CHIEF EXECUTIVE OFFICER, DIRECTOR | 2017-03 | <5% ·◆ |
| De Melo Ferreira, Luis, Guilherme | DEPUTY CHIEF EXECUTIVE OFFICER | 2025-07 | <5% ·◆ |
| ECHEVARRIA, VICTOR, MANUEL | CHAIRMAN | 2025-01 | <5% ·◆ |
| FERMIN, EDWIN, ANDRES | CHIEF COMPLIANCE OFFICER | 2024-04 | <5% ·◆ |
| Mohorovic, Sanjin | DIRECTOR | 2021-06 | <5% ·◆ |
| Montoya, Alexandra | CHIEF OPERATING OFFICER | 2025-03 | <5% ·◆ |
| PHILLIPS, PETER | DIRECTOR | 2025-01 |
| <5% ·◆ |
| EFG INTERNATIONAL AGentity | PARENT | 2022-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2023-Q2). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LEE, JAMES, TAK HIM | CHAIRMAN · DIRECTOR | 2024-11 | — not seen at a tracked firm |
| AFZAL, MOZAMIL | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| BORGES, LEONARDO, SILVA | CHIEF OPERATIONS OFFICER | 2024-11 | — not seen at a tracked firm |
| LEVERETT, KYLE, LAWRENCE | CONTROLLER | 2024-11 | — not seen at a tracked firm |
| TUESTA, MARCO, A | CHIEF FINANCIAL OFFICER | 2024-05 | — not seen at a tracked firm |
| CALDERON NAJERA, NAYRA | CHIEF COMPLIANCE OFFICER | 2024-05 | — not seen at a tracked firm |
| Gonzalez, Carlos, Javier | INTERIM CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2023-10 | — not seen at a tracked firm |
| WALSH, TIMOTHY, PATRICK | CHIEF OPERATIONS OFFICER | 2023-03 | — not seen at a tracked firm |
| PERICH, JOSE, LUIS | CHIEF COMPLIANCE OFFICER | 2022-11 | — not seen at a tracked firm |
| Santiago, Samantha, Crystal | CHIEF COMPLIANCE OFFICER | 2021-10 | — not seen at a tracked firm |
| COSCARELLI, MARCELO, ALVIM | DIRECTOR | 2021-03 | — not seen at a tracked firm |
| ZBINDEN, PATRICK | DIRECTOR | 2021-03 | — not seen at a tracked firm |
| CAMPANO, SIXTO | CHIEF EXECUTIVE OFFICER · DIRECTOR · DIRECTOR/CHIEF EXECUTIVE OFFICER | 2020-06 | — not seen at a tracked firm |
| CHUANG, ERIC, CHIH CHIAN | CHIEF COMPLIANCE OFFICER | 2019-05 | — not seen at a tracked firm |
| Schmidtke, Michael, David | CHIEF OPERATING OFFICER · CHIEF COMPLIANCE OFFICER | 2018-03 | Csenge Advisory Group |
| ABATE, HANS, ANTON | DIRECTOR | 2017-03 | — not seen at a tracked firm |
| DE LA ESPRIELLA, ARTURO | CHIEF OPERATIONS OFFICER · DEPUTY COO | 2016-03 | — not seen at a tracked firm |
| MASSENS, JUAN, CARLOS | COO · COO/CFO | 2015-03 | — not seen at a tracked firm |
| NAPOLEON, NATALIA, AVA | CHIEF COMPLIANCE OFFICER | 2015-03 | — not seen at a tracked firm |
| WEYMAN, SCOTT, WILLIAM | CHIEF EXECUTIVE OFFICER | 2015-03 | — not seen at a tracked firm |
| RINGEL, MATIAS, ANDRES | DIRECTOR | 2014-03 | — not seen at a tracked firm |
| COLLAZOS, MARCO, ALEJANDRO | CHIEF COMPLIANCE OFFICER | 2013-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
