CIK 1005607
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-01). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-01. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| MCNICHOLS, JUSTIN, WELLINGTON | CHIEF INVESTMENT OFFICER/PORTFOLIO MANAGER/PRINCIPAL | 2000-04 | 25–50% ·◆ |
| ELSE, CHARLES, JOSEPH | PRINCIPAL | 2013-01 | <5% ·◆ |
| VON BERG, SONIA, J | CHIEF OPERATING OFFICER/PRINCIPAL | 2018-11 | <5% ·◆ |
| FABIAN, CHRISTY, JEAN | CHIEF COMPLIANCE OFFICER | 2025-08 | <5% |
| HAUT, DANIEL, MANES | WEALTH COUNSELOR/PRINCIPAL | 2021-01 | <5% |
| SKAALEN, JAY, MICHAEL | ANALYST/PRINCIPAL | 2020-01 | <5% |
| OPCM HOLDINGS, LLCentity | CAPITAL INVESTOR ENTITY | 2005-09 | 25–50% ·◆ |
| FOCUS FINANCIAL PARTNERS, LLCentity | CAPITAL INVESTOR ENTITY | 2020-12 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CHENG, ALICIA, WAN-LING | CHIEF COMPLIANCE OFFICER/PRINCIPAL · CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| OSBORNE, CHARLES, DEVENS | CHAIRMAN OF THE BOARD · CHAIRMAN OF THE BOARD/PRINCIPAL · CHAIRMAN OF THE BOARD/PRINCIPAL PARTNER | 2021-03 | — not seen at a tracked firm |
| VILLARINA, NORMAN, DINO | EXECUTIVE COMMITTEE OFFICER | 2021-03 | — not seen at a tracked firm |
| MCDADE III, HERBERT, H. | CAPITAL INVESTOR | 2020-06 | — not seen at a tracked firm |
| KENEALY, DEGLIN, FRANCIS | BOARD MEMBER/ADVISOR · CHIEF EXECUTIVE OFFICER | 2020-06 | — not seen at a tracked firm |
| HEDLUND, ROBERT, GUSTAF | EXECUTIVE COMMITTEE OFFICER/CAPITAL INVESTOR · EXECUTIVE COMMITTEE OFFICER | 2020-06 | — not seen at a tracked firm |
| BALLENTINE, JAMES, MACALLAN | CAPITAL INVESTOR | 2020-06 | — not seen at a tracked firm |
| SEYMOUR, JEFFREY, JOSEPH | CAPITAL INVESTOR | 2020-06 | — not seen at a tracked firm |
| KIRK, JOHN, ALEXANDER | CAPITAL INVESTOR | 2020-06 | — not seen at a tracked firm |
| GILLOOLY, ROBERT, CHRISTOPHER | PORTFOLIO MANAGER/PARTNER | 2012-11 | Elmwood Wealth Management, Inc. |
| LEMON, SHANNON, STACY | CHIEF COMPLIANCE OFFICER/PARTNER | 2012-11 | Elmwood Wealth Management, Inc. |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
