CIK 1004244
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ROTATORI, WILLIAM, EUGENE | CEO / CHAIRMAN | 2014-05 | <5% ·◆ |
| QUISENBERRY, JENNIFER, O | CHIEF INVESTMENT OFFICER | 2022-04 | <5% |
| STEIN, LAURENCE, CABOT | SECRETARY, LEGAL COUNSEL / DIRECTOR | 2007-09 | <5% |
| WILCOX, WILLIAM, DAVID | CHIEF COMPLIANCE OFFICER | 2020-12 | <5% |
| GENERAL RE CORPORATIONentity | SHAREHOLDER | 1995-08 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CLARK, CALVIN | PRESIDENT / DIRECTOR · PRESIDENT, DIRECTOR (05/2014), CHIEF INVESTMENT OFFICER (07/2014 TO 6/2015) · PRESIDENT, DIRECTOR (05/2014), CHIEF INVESTMENT OFFICER (07/2014) · PRESIDENT, DIRECTOR (05/2014) | 2024-07 | — not seen at a tracked firm |
| DELUCIA, VINCENT, J | CHIEF INVESTMENT OFFICER · CHIEF INVESTMENT OFFICER (6/2015) | 2022-03 | — not seen at a tracked firm |
| MORAIS, KAREN, JOY | CHIEF COMPLIANCE OFFICER /ASSISTANT SECRETARY · CHIEF COMPLIANCE OFFICER (10/2004)/ASSISTANT SECRETARY (09/2010) · CHIEF COMPLIANCE OFFICER (10/04)/ASSISTANT SECRETARY (09/10) | 2020-06 | — not seen at a tracked firm |
| LYNCH, GERARD, THOMAS | CEO &(08/1984-05/2014) CHAIRMAN (08/1984-12/2014) NON-EXECUTIVE CHAIRMAN (01/2015) · CEO &(08/1984-05/2014) CHAIRMAN (08/1984) · CEO &(08/1984-05/2014) CHAIRMAN · CEO & CHAIRMAN | 2015-06 | — not seen at a tracked firm |
| HOWSON-RADTKE, JENNIFER, FARNHAM | FINANCIAL DEPT. MANAGER (7/2002) FINANCIAL REPORTING MANAGER (8/2013) · FINANCE DEPT. MANAGER | 2015-06 | — not seen at a tracked firm |
| GILBERT, JOHN, ROSS | CHIEF INVESTMENT OFFICER (07/01)/ DIRECTOR (04/09) | 2014-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
