Every SEC Form 3/4/5 on record for this filer (CIK 946042) — 2 issuers, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AMEH | Apollo Medical Holdings, Inc. | Director · lapsed | 2018-07-06 → 2022-01-24 | 6 | — |
| AMS | AMERICAN SHARED HOSPITAL SERVICES | Chairman and CEO · Director · lapsed | 2016-06-08 → 2017-03-31 | 4 | −$39,171 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AMS | 2017-03-30 | Sell | 5,000 | $4.21 | $21,050 | 645,147 |
| AMS | 2017-03-29 | Sell | 5,000 | $4.24 | $21,200 | 650,147 |
| AMS | 2016-06-08 | Buy | 400 | $2.08 | $832 | 588,870 |
| AMS | 2016-06-08 | Buy | 100 | $2.09 | $209 | 588,970 |
| AMS | 2016-06-07 | Buy | 403 | $2.05 | $826 | 588,373 |
| AMS | 2016-06-07 | Buy | 97 | $2.09 | $203 | 588,470 |
| AMS | 2016-06-06 | Buy | 310 | $2.03 | $629 | 587,970 |
| AMS | 2016-06-06 | Buy | 190 | $2.00 | $380 | 587,660 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
