Every SEC Form 3/4/5 on record for this filer (CIK 909551) — 2 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GORO | GOLD RESOURCE CORP | Director · lapsed | 2015-09-11 → 2020-06-30 | 17 | −$88,846 |
| SYRG | SYNERGY RESOURCES CORP | Director · lapsed | 2015-12-18 → 2016-01-06 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GORO | 2020-06-29 | Sell | 9,170 | $3.80 | $34,846 | 231,090 |
| GORO | 2018-05-07 | Sell | 10,000 | $5.40 | $54,000 | 231,623 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.