Every SEC Form 3/4/5 on record for this filer (CIK 901483) — 4 issuers, 72 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| REXR | Rexford Industrial Realty, Inc. | Director | 2016-06-01 → 2026-05-21 | 11 | — |
| RILY | BRC Group Holdings, Inc. | Director | 2017-06-05 → 2026-04-07 | 14 | $2M |
| HSKA | HESKA CORP | Director · lapsed | 2020-11-18 → 2023-06-14 | 5 | — |
| WOOF | Petco Health & Wellness Company, Inc. | CEO, President & Chairman · Director · lapsed | 2015-08-31 → 2017-09-12 | 10 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| RILY | 2023-11-13 | Buy | 10,000 | $20.36 | $203,600 | 80,495 |
| RILY | 2023-11-10 | Buy | 15,000 | $25.63 | $384,450 | 70,495 |
| RILY | 2023-11-10 | Buy | 10,000 | $25.94 | $259,400 | 55,495 |
3 of 4 issuers are covered and open a security page; the rest are on file here only.
