Every SEC Form 3/4/5 on record for this filer (CIK 773840) — 7 issuers, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | 10% owner | 2026-06-11 → 2026-06-29 | 2 | — |
| QNT | Quantinuum Inc. | 10% owner | 2026-06-04 → 2026-06-04 | 1 | — |
| SOLS | Solstice Advanced Materials Inc. | 10% owner | 2025-09-30 → 2025-10-30 | 2 | — |
| GWH | ESS Tech, Inc. | 10% owner · lapsed | 2023-09-25 → 2023-09-25 | 1 | — |
| GTX | Garrett Motion Inc. | Filer · lapsed | 2018-09-07 → 2023-06-14 | 8 | $9M |
| REZI | RESIDEO TECHNOLOGIES, INC. | Filer · lapsed | 2018-10-03 → 2018-10-31 | 3 | — |
| ASIX | AdvanSix Inc. | 10% owner · lapsed | 2016-09-08 → 2016-10-03 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GTX | 2020-11-02 | Buy | 130,951 | $3.91 | $512,018 | 2,415,549 |
| GTX | 2020-10-30 | Buy | 117,398 | $3.79 | $444,938 | 2,284,598 |
| GTX | 2020-10-29 | Buy | 1,700,000 | $3.75 | $6M | 2,167,200 |
| GTX | 2020-10-28 | Buy | 220,000 | $3.64 | $800,800 | 467,200 |
| GTX | 2020-10-27 | Buy | 150,000 | $3.56 | $534,000 | 247,200 |
| GTX | 2020-10-26 | Buy | 44,600 | $3.39 | $151,194 | 97,200 |
6 of 7 issuers are covered and open a security page; the rest are on file here only.
