Every SEC Form 3/4/5 on record for this filer (CIK 2074870) — 1 issuer, 2 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HRZN | Horizon Technology Finance Corp | Chief Investment Officer | 2025-06-26 → 2026-06-10 | 3 | $49,925 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HRZN | 2026-06-09 | Buy | 11,477 | $4.35 | $49,925 | 12,242 |