Every SEC Form 3/4/5 on record for this filer (CIK 2033370) — 2 issuers, 82 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HKHC | Horizon Kinetics Holding Corp | 10% owner | 2025-05-05 → 2026-03-24 | 48 | $21,129 |
| SLGDD | Horizon Kinetics Holding Corp | 10% owner | 2024-08-12 → 2024-08-12 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HKHC | 2026-03-20 | Buy | 25 | $34.60 | $865 | 8,216,801 |
| HKHC | 2026-03-20 | Buy | 18 | $34.60 | $623 | 135 |
| HKHC | 2026-03-20 | Buy | 10 | $34.60 | $346 | 249,214 |
| HKHC | 2026-03-19 | Buy | 46 | $34.06 | $1,567 | 249,194 |
| HKHC | 2026-03-19 | Buy | 25 | $34.06 | $852 | 8,216,776 |
| HKHC | 2026-03-19 | Buy | 18 | $34.06 | $613 | 117 |
| HKHC | 2026-03-18 | Buy | 8 | $34.00 | $272 | 99 |
| HKHC | 2026-03-18 | Buy | 9 | $34.00 | $306 | 8,216,751 |
| HKHC | 2026-03-18 | Buy | 10 | $34.00 | $340 | 249,148 |
| HKHC | 2025-12-08 | Buy | 4 | $26.73 | $107 | 83 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
