Every SEC Form 3/4/5 on record for this filer (CIK 2028977) — 1 issuer, 25 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SCHW | SCHWAB CHARLES CORP | MD, Head of Advisor Services | 2024-07-03 → 2026-03-04 | 16 | −$3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SCHW | 2026-02-27 | Sell | 2,030 | $95.30 | $193,459 | 19,738 |
| SCHW | 2026-01-22 | Sell | 2,000 | $105.00 | $210,000 | 21,768 |
| SCHW | 2025-12-23 | Sell | 2,000 | $102.01 | $204,020 | 11,923 |
| SCHW | 2025-11-12 | Sell | 3,072 | $98.00 | $301,056 | 11,923 |
| SCHW | 2025-08-28 | Sell | 6,144 | $96.81 | $594,801 | 11,923 |
| SCHW | 2025-08-27 | Sell | 3,296 | $97.18 | $320,305 | 11,923 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.