Every SEC Form 3/4/5 on record for this filer (CIK 2001474) — 1 issuer, 16 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BANC | BANC OF CALIFORNIA, INC. | CHIEF RISK OFFICER | 2023-12-04 → 2026-03-03 | 13 | −$149,380 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BANC | 2025-06-05 | Sell | 11,000 | $13.58 | $149,380 | 30,902 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.