Every SEC Form 3/4/5 on record for this filer (CIK 2001244) — 1 issuer, 18 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BANC | BANC OF CALIFORNIA, INC. | PRESIDENT OF THE BANK | 2023-12-04 → 2026-03-03 | 14 | −$372,320 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BANC | 2026-02-09 | Buy | 14,000 | $21.12 | $295,680 | 60,444 |
| BANC | 2025-09-03 | Sell | 20,000 | $16.81 | $336,200 | 46,444 |
| BANC | 2025-09-02 | Sell | 20,000 | $16.59 | $331,800 | 66,444 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.