Every SEC Form 3/4/5 on record for this filer (CIK 1986259) — 1 issuer, 35 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| STEM | STEM, INC. | President, Software Products | 2023-07-24 → 2026-03-13 | 27 | −$428,511 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STEM | 2026-03-11 | Sell | 402 | $10.83 | $4,354 | 2,823 |
| STEM | 2026-03-10 | Sell | 655 | $11.12 | $7,284 | 3,225 |
| STEM | 2026-03-04 | Sell | 185 | $10.00 | $1,850 | 2,422 |
| STEM | 2026-03-03 | Sell | 300 | $9.67 | $2,901 | 2,607 |
| STEM | 2026-02-20 | Sell | 366 | $11.40 | $4,172 | 2,237 |
| STEM | 2025-11-11 | Sell | 9,584 | $17.70 | $169,637 | 1,872 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.