Every SEC Form 3/4/5 on record for this filer (CIK 1979033) — 1 issuer, 6 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LFT | Lument Finance Trust, Inc. | PRESIDENT · lapsed | 2023-05-25 → 2024-05-29 | 5 | $91,600 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LFT | 2024-01-02 | Buy | 5,000 | $2.38 | $11,900 | 55,000 |
| LFT | 2024-01-02 | Buy | 10,000 | $2.37 | $23,700 | 50,000 |
| LFT | 2023-05-31 | Buy | 10,000 | $1.84 | $18,400 | 40,000 |
| LFT | 2023-05-23 | Buy | 10,000 | $1.87 | $18,700 | 30,000 |
| LFT | 2023-05-22 | Buy | 10,000 | $1.89 | $18,900 | 20,000 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.
