Every SEC Form 3/4/5 on record for this filer (CIK 1976175) — 1 issuer, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BANC | BANC OF CALIFORNIA, INC. | Director | 2023-05-12 → 2026-05-08 | 8 | $210,975 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BANC | 2023-12-05 | Buy | 10,000 | $12.66 | $126,600 | 10,000 |
| BANC | 2023-06-05 | Buy | 7,500 | $11.25 | $84,375 | 9,500 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.