Every SEC Form 3/4/5 on record for this filer (CIK 1932843) — 12 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
1 filing failed a price guard — listed below with the reason, excluded from the totals above.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ATER | Aterian, Inc. | Director | 2026-05-01 → 2026-05-01 | 2 | — |
| MYNZ | Quantum Cyber N.V. | Chief Executive Officer · Director | 2026-03-03 → 2026-04-28 | 3 | — |
| SOWG | Sow Good Inc. | Director | 2026-01-05 → 2026-04-02 | 3 | — |
| INDP | Indaptus Therapeutics, Inc. | Director | 2025-12-23 → 2026-03-24 | 2 | — |
| NBY | NovaBay Pharmaceuticals, Inc. | 10% owner | 2025-08-26 → 2026-01-29 | 3 | — |
| KALA | KALA BIO, Inc. | Chief Executive Officer · Director | 2025-11-26 → 2025-12-22 | 4 | — |
| CYCC | Cyclacel Pharmaceuticals, Inc. | 10% owner | 2025-01-07 → 2025-08-04 | 4 | −$83,430 |
| LQR | LQR House Inc. | President · Director | 2024-10-21 → 2025-04-07 | 3 | — |
| MINM | FiEE, Inc. | Director | 2024-01-04 → 2025-03-10 | 6 | $43,709 |
| OPGN | OPGEN INC | Chief Executive Officer · Director | 2024-04-03 → 2024-08-01 | 7 | — |
| TCON | Tracon Pharmaceuticals, Inc. | Chief Business Dev Officer · lapsed | 2024-05-13 → 2024-05-13 | 1 | — |
| TTNP | TITAN PHARMACEUTICALS INC | Chief Executive Officer · Director · lapsed | 2022-07-08 → 2023-07-31 | 6 | $2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CYCC | 2025-07-30 | Sell | 6,750 | $12.36 | $83,430 | 155,838 |
| CYCC | 2025-02-26 | Sell | 194,628,820 | $0.03 | $6M | — |
| ⚠ excluded from the dollar totals — reported price $0.03 is more than 50x away from CYCC's own median open-market price ($3.96) — a fat-finger | ||||||
| MINM | 2024-12-26 | Buy | 1,456,980 | $0.03 | $43,709 | 1,481,980 |
| LQR | 2024-11-25 | Sell | 280,000 | — | $0 | — |
3 of 12 issuers are covered and open a security page; the rest are on file here only.
