Every SEC Form 3/4/5 on record for this filer (CIK 1918655) — 2 issuers, 19 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TFIN | Triumph Financial, Inc. | EVP, Chief Operating Officer | 2023-05-03 → 2026-05-26 | 12 | −$4M |
| TBK | Triumph Bancorp, Inc. | EVP, Chief Operating Officer · lapsed | 2022-04-28 → 2022-05-04 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TFIN | 2026-05-22 | Sell | 2,900 | $66.70 | $193,430 | 18,434 |
| TFIN | 2025-09-02 | Sell | 7,275 | $60.43 | $439,628 | 17,919 |
| TFIN | 2025-06-09 | Sell | 7,275 | $60.00 | $436,500 | 25,194 |
| TFIN | 2024-11-01 | Sell | 6,129 | $88.94 | $545,113 | 33,569 |
| TFIN | 2024-08-06 | Sell | 6,128 | $81.41 | $498,880 | 39,698 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.