Every SEC Form 3/4/5 on record for this filer (CIK 1916675) — 1 issuer, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| STEM | STEM, INC. | President, Transformational · lapsed | 2022-03-14 → 2024-03-20 | 10 | −$427,752 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STEM | 2024-03-19 | Sell | 100,000 | $1.82 | $182,000 | 716,110 |
| STEM | 2024-03-08 | Sell | 37,463 | $2.19 | $82,044 | 816,110 |
| STEM | 2024-03-04 | Sell | 5,945 | $2.48 | $14,744 | 853,573 |
| STEM | 2024-02-16 | Sell | 7,866 | $3.17 | $24,935 | 741,675 |
| STEM | 2023-03-15 | Sell | 11,364 | $6.85 | $77,843 | 727,831 |
| STEM | 2023-03-09 | Sell | 5,383 | $8.58 | $46,186 | 739,195 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.