Every SEC Form 3/4/5 on record for this filer (CIK 1900919) — 2 issuers, 20 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HDRN | Hadron Energy, Inc. | Chief Financial Officer | 2026-06-05 → 2026-06-05 | 1 | — |
| STEM | STEM, INC. | Chief Accounting Officer | 2022-01-25 → 2025-11-19 | 13 | −$288,739 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STEM | 2025-11-18 | Sell | 3,674 | $16.21 | $59,556 | — |
| STEM | 2025-05-02 | Sell | 24,567 | $0.54 | $13,266 | — |
| STEM | 2025-03-12 | Sell | 7,469 | $0.40 | $2,988 | 24,567 |
| STEM | 2025-02-25 | Sell | 9,048 | $0.51 | $4,614 | 15,369 |
| STEM | 2025-01-23 | Sell | 3,534 | $0.65 | $2,297 | 4,466 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.