Every SEC Form 3/4/5 on record for this filer (CIK 1873796) — 1 issuer, 6 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CAPR | CAPRICOR THERAPEUTICS, INC. | Director | 2021-07-27 → 2026-04-03 | 10 | −$4M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CAPR | 2026-04-02 | Sell | 7,529 | $32.00 | $240,928 | — |
| CAPR | 2026-04-01 | Sell | 53,735 | $31.03 | $2M | — |
| CAPR | 2026-03-31 | Sell | 61,265 | $30.17 | $2M | — |
1 of 1 issuers are covered and open a security page; the rest are on file here only.