Every SEC Form 3/4/5 on record for this filer (CIK 1864717) — 1 issuer, 25 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| STEM | STEM, INC. | Chief Technology Officer · lapsed | 2021-05-28 → 2024-03-14 | 19 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STEM | 2024-03-13 | Sell | 21,428 | $2.00 | $42,856 | 78,739 |
| STEM | 2024-03-12 | Sell | 20,000 | $2.00 | $40,000 | 100,167 |
| STEM | 2024-03-08 | Sell | 35,880 | $2.19 | $78,577 | 120,167 |
| STEM | 2024-03-04 | Sell | 7,153 | $2.48 | $17,739 | 156,047 |
| STEM | 2024-02-16 | Sell | 12,117 | $3.17 | $38,411 | 69,145 |
| STEM | 2023-05-01 | Sell | 1,260 | $4.12 | $5,191 | 53,473 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.