Every SEC Form 3/4/5 on record for this filer (CIK 1864029) — 1 issuer, 20 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| STEM | STEM, INC. | Chief Revenue Officer · lapsed | 2021-05-28 → 2024-05-28 | 17 | −$3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STEM | 2024-04-30 | Sell | 24,142 | $1.87 | $45,146 | 212,910 |
| STEM | 2024-03-04 | Sell | 7,153 | $2.48 | $17,739 | 167,798 |
| STEM | 2024-02-16 | Sell | 14,390 | $3.17 | $45,616 | 158,204 |
| STEM | 2023-08-10 | Sell | 13,427 | $6.50 | $87,276 | 139,594 |
| STEM | 2023-05-01 | Sell | 1,553 | $4.12 | $6,398 | 153,021 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.