Every SEC Form 3/4/5 on record for this filer (CIK 1863629) — 1 issuer, 20 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| STEM | STEM, INC. | Chief Strategy Officer · lapsed | 2021-05-28 → 2024-05-28 | 16 | −$3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STEM | 2024-04-30 | Sell | 23,863 | $1.87 | $44,624 | 181,668 |
| STEM | 2024-03-08 | Sell | 35,902 | $2.19 | $78,625 | 137,078 |
| STEM | 2024-03-04 | Sell | 7,153 | $2.48 | $17,739 | 172,980 |
| STEM | 2024-02-16 | Sell | 14,389 | $3.17 | $45,613 | 86,078 |
| STEM | 2023-05-01 | Sell | 1,260 | $4.12 | $5,191 | 67,467 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.